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Sherman Gregory Daal

Morgan Stanley

Jersey City, NJ

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Current Employers
Morgan Stanley

2000 Westchester Avenue, Purchase, NY 10577-2530 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2023-10-02
NJ RA APPROVED 2023-09-05
  • TX RA
    APPROVED_RES
    Since 2023-10-02
  • NJ RA
    APPROVED
    Since 2023-09-05

Branch Locations

Harborside 2 200 Hudson Street, Suite 501, Jersey City, NJ 07311 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
E*Trade Securities Llc Jersey City NJ 02/2013 12/2020
E*Trade Capital Management New York NY 02/2013 12/2020
E*Trade Securities Llc Jersey City NJ 12/2020 Present
E*Trade Capital Management Llc Jersey City NJ 12/2020 Present
Morgan Stanley Jersey City NJ 03/2023 Present
Morgan Stanley Jersey City NJ 09/2023 Present
Morgan Stanley Jersey City NJ 09/2023 Present
  • 02/2013 → 12/2020
    E*Trade Securities Llc
    Jersey City, NJ
  • 02/2013 → 12/2020
    E*Trade Capital Management
    New York, NY
  • 12/2020 → Present
    E*Trade Securities Llc
    Jersey City, NJ
  • 12/2020 → Present
    E*Trade Capital Management Llc
    Jersey City, NJ
  • 03/2023 → Present
    Morgan Stanley
    Jersey City, NJ
  • 09/2023 → Present
    Morgan Stanley
    Jersey City, NJ
  • 09/2023 → Present
    Morgan Stanley
    Jersey City, NJ
Previous Registrations
  • 2013-02-07 → 2023-09-05
    Harrisdirect Llc
    Arlington, VA
    Jersey City, NJ
  • 2009-11-18 → 2012-01-18
    Harrisdirect Llc
    Arlington, VA
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2009-11-17
S63 Uniform Securities Agent State Law Examination 1996-03-25
  • S66 Uniform Combined State Law Examination
    2009-11-17
  • S63 Uniform Securities Agent State Law Examination
    1996-03-25

View on SEC IAPD

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Kento Kaijima
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Other Offices

MORGAN STANLEY INVESTMENT MANAGEMENT INC. · NEW YORK, NY
MSRESS III MANAGER, L.L.C. · NEW YORK, NY
MS CAPITAL PARTNERS ADVISER INC. · NEW YORK, NY
MORGAN STANLEY INFRASTRUCTURE INC. · NEW YORK, NY
MORGAN STANLEY PRIVATE EQUITY ASIA, INC. · NEW YORK, NY
MSREF REAL ESTATE ADVISOR, INC. · NEW YORK, NY
MORGAN STANLEY REAL ESTATE ADVISOR, INC. · NEW YORK, NY
MORGAN STANLEY | EATON VANCE CLO MANAGER LLC · NEW YORK, NY

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