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Employer firm

Neuberger Berman Bd LLC CRD 2908

Reported services (Item 5G)

  • Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers
Neuberger Berman Bd Llc

1290 Avenue Of The Americas, New York, NY 10104 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2021-03-22
NJ RA APPROVED 2011-03-28
  • NY RA
    APPROVED
    Since 2021-03-22
  • NJ RA
    APPROVED
    Since 2011-03-28

Branch Locations

1290 Avenue Of The Americas, New York, NY 10104 • United States

Fair Lawn, NJ • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Neuberger Berman Management Llc New York NY 03/2011 Present
  • 03/2011 → Present
    Neuberger Berman Management Llc
    New York, NY
Other Businesses

NEW YORK EYE & EAR INFIRMARY - COMPUTER OPERATOR SINCE JUNE 2002. APPROXIMATELY 24-32 HOURS PER MONTH ARE DEVOTED TO THIS POSITION. FORDHAM UNIVERSITY SPORTS INFORMATION - SCOREBOARD OPERATOR SINCE DECEMBER 2003. APPROXIMATELY 4-8 HOURS DURING PER MONTH DURING FOOTBALL AND BASKETBALL SEASONS ARE DEVOTED TO THIS POSITION. ALso CFA Society of New York,1540 Broadway Ste 1010, New York, NY 10036 , not investment related, The mission of CFA Society New York is to serve the needs of all members and investment professionals and to educate the investing public. Position, Member, Grading practice exams. Start date 8/8/2023. 10 hours a month during Non-Trading Hours. Also: Radburn HOA, Not Investment Related, Board Member, Housing Association, Fairlawn NJ. Start Date 12/16/2024, 4 hours a month during non-trading hours.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2011-03-17
S63 Uniform Securities Agent State Law Examination 2006-01-26
  • S65 Uniform Investment Adviser Law Examination
    2011-03-17
  • S63 Uniform Securities Agent State Law Examination
    2006-01-26
Designations
  • Chartered Financial Analyst

View on SEC IAPD

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