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Current Employers
Wells Fargo Advisors Financial Network, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
MN RA APPROVED 2026-01-07
TX RA APPROVED_RES 2026-01-07
  • MN RA
    APPROVED
    Since 2026-01-07
  • TX RA
    APPROVED_RES
    Since 2026-01-07

Branch Locations

601 Carlson Parkway Suite 1275 12Th Fl, Minnetonka, MN 55305 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Piper Jaffray & Co Minneapolis MN 04/2004 08/2019
Unemployed Long Lake MN 09/2019 10/2019
D.A. Davidson & Co. Plymouth MN 11/2019 11/2022
Ubs Financial Services Wayzata MN 11/2022 01/2026
Wells Fargo Advisors Financial Network, Llc Minnetonka MN 01/2026 Present
  • 04/2004 → 08/2019
    Piper Jaffray & Co
    Minneapolis, MN
  • 09/2019 → 10/2019
    Unemployed
    Long Lake, MN
  • 11/2019 → 11/2022
    D.A. Davidson & Co.
    Plymouth, MN
  • 11/2022 → 01/2026
    Ubs Financial Services
    Wayzata, MN
  • 01/2026 → Present
    Minnetonka, MN
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2022-12-08
S63 Uniform Securities Agent State Law Examination 1998-10-23
  • S66 Uniform Combined State Law Examination
    2022-12-08
  • S63 Uniform Securities Agent State Law Examination
    1998-10-23
Other Names
  • Todd Dale Hanneman

View on SEC IAPD

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