James Patrick Fortescue

Employer firm

Arax Advisory Partners CRD 133535

$26.5B regulatory AUM 16 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (pooled vehicles)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 07/2015 → Present
  Piton Investment Management Lp
  New York, NY
• 06/2018 → 06/2026
  U.S. Capital Wealth Advisors, Llc
  Austin, TX
• 06/2026 → Present
  Arax Advisory Partners, Llc
  New York, NY

Previous Registrations

• 2024-02-06 → 2026-07-20
  U.S. Capital Wealth Advisors, Llc
  New York, NY

Other Businesses

1. HALO INVESTING INC. Address: 200 West Jackson Blvd., 18th Floor, Chicago IL 60606 Role: Board Member Responsibilities: Help guide the firm Investment related: Yes Nature of business: Technology platform which helps issue and sell structured notes Start of relationship: 5/1/2017 Estimated hours devoted to other business: 10 hours per month, 5 during business hours 2. BAUER LANE II LLC Address: 1 WO Bauer Lane, Orangeburg, NY 10576 Role: Managing Member Responsibilities: Manage ownership of Piton Investment Management, LLC, De minimis indirect owner of Halo Investing Inc. through GPS Opportunities II, LLC Investment Related: Yes; Nature of Business: LLC set up to hold various investments Start of relationship: 7/1/2015 Estimated hours devoted to other business: 5 hours per month during business hours 3. ClearShares, LLC Address: 606 Bald Avenue Dr., Suite 608, Marco, Island, FL 34145 Role: Portfolio Manager for OPER ETF Responsibilities: Investment decisions for the ETF Investment Related: Yes Nature of Business: Investment Advisor Start of Relationship: December 2019 Estimated hours devoted to other business: 20 hours per month during trading hours 4. DON BOSCO PREP SCHOOL Address: 492 Franklin Turnpike, Ramsey, NJ 07446 Role: Chairman of the Board Responsibilities: Oversee Board and school Investment Related: No Nature of Business: Private High School Start of Relationship: 11/29/18 Estimated hours devoted to other business: 10 hours per month, 5 during business hours 5. CLEARSHARES, LLC Address: 606 Bald Eagle Dr., Suite 608, Marco Island, FL 34145 Role: Portfolio Manager Responsibilities: Help invest the portfolio within the ETF Investment Related: Yes; Nature of Business: ETF Platform Start of Relationship: 11/29/2019 Estimated hours devoted to other business: 20 hours per month, during business hours 6. JPD LEGACY ONE Address: 300 West 6th Street, Suite 300 Austin, TX 78701 Role: Managing Member Responsibilities: Represent interests of the owners of LLC Investment Related: Yes Nature of Business: Investment Advisor Start of Relationship: June 1 2018 Estimated hours devoted to other business: 5 hours during business hours 7. JJKKP Holdings Address: 300 West 6th Street, Suite 300 Austin, TX 78701 Role: Managing Member Responsibilities: Represent interests of the owners of the LLC Investment Related: Yes Nature of Business: Owns interests in Clearshares, LLC Start of Relationship: December 2019 Estimated hours devoted to other business: 5 hours per week during trading hours 8. JJKKP Holdings II Address: 300 West 6th Street, Suite 300 Austin, TX 78701 Role: Managing Member Responsibilities: Represent interests of the owners of the LLC Investment Related: Yes Nature of Business: Owns interests in 13C Start of Relationship: April 2022 Estimated hours devoted to other business: 10 hours per month during trading hours 9. 13Capital LLC Address: 300 West 6th Street, Suite 300 Austin, TX 78701 Role: Managing Partner Responsibilities: Oversee activities of entity Investment Related: Yes Nature of Business: Advisor to a private fund Start of Relationship: April 2022 Estimated hours devoted to other business: 10 hours per month during trading hours 9. PLH Family Office Address: Georgetown, TX Role: Registered Agent and Board Member Responsibilities: Oversee activities of entity and act as promoter referring clients to Arax Investment Related: Yes Nature of Business: Family office that provides referrals Start of Relationship: August 2025 Estimated hours devoted to other business: 20 hours per month, including 12 during trading hours

Other Names

• Jimmy Fortescue