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Current Employers
Rockefeller Financial Llc

45 Rockefeller Plaza Floor 5, New York, NY 10111 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2025-10-22
  • NY RA
    APPROVED
    Since 2025-10-22

Branch Locations

45 Rockefeller Plaza, New York, NY 10111 • United States

45 Rockefeller Plaza Floor 5, New York, NY 10111 • USA

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Morgan Stanley Private Bank, N.A. Purchase NY 02/2014 10/2025
Morgan Stanley Smith Barney Llc Purchase NY 02/2014 10/2025
Rockefeller Capital Management Ny NY 10/2025 Present
Rockefeller Financial Llc Ny NY 10/2025 Present
  • 02/2014 → 10/2025
    Morgan Stanley Private Bank, N.A.
    Purchase, NY
  • 02/2014 → 10/2025
    Morgan Stanley Smith Barney Llc
    Purchase, NY
  • 10/2025 → Present
    Rockefeller Capital Management
    Ny, NY
  • 10/2025 → Present
    Ny, NY
Previous Registrations
  • 2021-02-11 → 2025-10-13
    New York, NY
    New York, NY
    New York, NY
    Purchase, NY
Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2021-02-05
  • S63 Uniform Securities Agent State Law Examination
    2021-02-05
Other Names
  • Khamar Maitland
  • Khamar Maitland
  • Khamar Z Maitland

View on SEC IAPD

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