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1776 Pleasant Plain Rd., Fairfield, IA 52556-8757 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2015-06-19 |
| CT | RA | APPROVED | 2015-05-19 |
Branch Locations
32 Washington St. Ste C, Middletown, CT 06457 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Cambridge Investment Research, Inc. | Fairfield | IA | 05/2015 | Present |
| Cambridge Investment Research Advisors, Inc | Fairifeld | IA | 05/2015 | Present |
1)CARTWHEEL, MIDDLETOWN, CT, SINCE 4/2013. BAND MEMBER - NOT INVESTMENT RELATED - DEVOTES 2 HR/WK - NONE DURING TRADING. 2)FIRST CHURCH OF CHRIST, MIDDLETOWN, CT, SINCE 5/2012. COMMITTEE MEMBER - NON-PROFIT - DEVOTES 2 HR/MO - NONE DURING TRADING. 3)FIRST CHURCH OF CHRIST, 190 CHURCH ST, MIDDLETOWN, CT, CHAIR OF FIRST CHURCH ENDOWMENT SUBCOMMITTEE, NIR, 05/27/20, 1/MO- 0/TRADING 4)CONDOMINIUM RENTAL, VERNON, CT, SINCE 9/2012. OWNER - NOT INVESTMENT RELATED - DEVOTES 24 HR/YR - NONE DURING TRADING. 5)INDEPENDENT INSURANCE AGENT FOR VARIOUS INDEPENDENT INSURANCE COMPANIES 6)THE RIVER SUITE WEALTH PARTNERS, 505 MAIN ST, MIDDLETOWN, CT, SINCE 5/2015 AS 50% OWNER OF INSURANCE DBA. NIR - DEVOTES 10 HR/MO - 6 HR/TRADING. 7)RENTAL PROPERTY OWNER, FORT MYERS, FL, 11/2018. NIR - 5/MO - 0/TRADING.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2006-03-23 |
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