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880 Carillon Parkway, Saint Petersburg, FL 33716 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2021-09-10 |
| NM | RA | APPROVED | 2012-06-20 |
| CT | RA | APPROVED | 2009-01-02 |
Branch Locations
315 Main Street 1St Floor, Middletown, CT 06457 • United States
2 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Raymond James Financial Services, Inc. | Middletown | CT | 01/1999 | Present |
| Raymond James Financial Services Advisors, Inc | Middletown | CT | 01/2009 | Present |
| Liberty Bank | Middletown | CT | 06/2015 | Present |
(1) Name of Business: Liberty Bank Address: 315 Main St Fl 1, Middletown, CT, 06457, United States Activity Type: Bank or Credit Union Associate Position/Title: Associate/Employee Investment Related: Yes Start Date: 06/03/2015 Hours per month devoted to this business: 81+ Hours per month devoted to this business during trading hours: 81+ Description of duties: Raymond James Financial Advisor RJFS/FID
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2001-12-04 |
| S63 | Uniform Securities Agent State Law Examination | 1992-01-02 |
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