Best Investors
Account
Sign in
Best Investors
Account
Sign in
880 Carillon Parkway, Saint Petersburg, FL 33716 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CT | RA | APPROVED | 2021-08-30 |
Branch Locations
315 Main Street 1St Floor, Middletown, CT 06457 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Clearing Services, Llc | Glastonbury | CT | 12/2017 | 08/2021 |
| Sargis & Associates | Cromwell | CT | 05/2017 | 12/2017 |
| Greystone Communities - Located At The Amsterdam At Harborside | Port Washington | NY | 06/2014 | 05/2017 |
| Raymond James Financial Services, Inc. | Middletown | CT | 08/2021 | Present |
| Raymond James Financial Services Advisors, Inc. | Middletown | CT | 08/2021 | Present |
| Liberty Bank | Middletown | CT | 08/2021 | Present |
(1) Name of Business: Liberty Bank Address: 315 Main St Fl 1, Middletown, CT, 06457-3345, United States Activity Type: Bank or Credit Union Associate Position/Title: Other Investment Related: Yes Start Date: 08/30/2021 Hours per month devoted to this business: 81+ Hours per month devoted to this business during trading hours: 41+ Description of duties: Compliance Manager and Associate/Assistant to an FA (2) Name of Business: Liberty Bank Investment Services Address: 315 Main St Fl 1, Middletown, CT, 06457-3345, United States Activity Type: Support Company - Non Owner Position/Title: Other Investment Related: No Start Date: 08/30/2021 Hours per month devoted to this business: 81+ Hours per month devoted to this business during trading hours: 41+ Description of duties: Compliance Manager & Assistant to FA
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2020-10-06 |
Reach out to this advisor