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Current Employers
Raymond James Financial Services Advisors, Inc

880 Carillon Parkway, Saint Petersburg, FL 33716 • United States

Current Registrations

AuthorityCategoryStatusDate
CT RA APPROVED 2015-09-10
  • CT RA
    APPROVED
    Since 2015-09-10

Branch Locations

315 Main Street 1St Floor, Middletown, CT 06457 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Raymond James Financial Services, Inc. Middletown CT 08/2015 Present
Raymond James Financial Services Advisors Inc. Middletown CT 09/2015 Present
Liberty Bank Middletown CT 08/2015 Present
Liberty Bank Investment Services Middletown CT 08/2015 Present
  • 08/2015 → Present
    Raymond James Financial Services, Inc.
    Middletown, CT
  • 09/2015 → Present
    Middletown, CT
  • 08/2015 → Present
    Liberty Bank
    Middletown, CT
  • 08/2015 → Present
    Liberty Bank Investment Services
    Middletown, CT
Previous Registrations
  • 2006-10-23 → 2013-10-14
    Global Portfolio Strategies, Inc.
    Hartford, CT
  • 2005-02-01 → 2005-04-30
    Prudential Retirement Brokerage Services, Inc.
    Hartford, CT
  • 2004-10-20 → 2005-01-10
    Banc Of America Investment Services, Inc.
    Hartford, CT
  • 2002-12-04 → 2004-10-20
    Quick & Reilly, Inc.
    Hartford, CT
Other Businesses

(1)Name of Business: Liberty Bank Investment Services Address: 315 Main St Fl 1, Middletown, CT, 06457, United States Activity Type: Support Company - Non Owner Associate Position/Title: Other Investment Related No Start Date: 08/10/2015 Hours per month devoted to this business: 81+ Hours per month devoted to this business during trading hours: 41+ Description of duties: Program Director for LBIS at Liberty Bank.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1998-08-28
S63 Uniform Securities Agent State Law Examination 1993-01-15
  • S65 Uniform Investment Adviser Law Examination
    1998-08-28
  • S63 Uniform Securities Agent State Law Examination
    1993-01-15
Other Names
  • Jill Mayfield Spencer
  • Jill Spencer
  • Jill Mayfield Spencer Honeycomb

View on SEC IAPD

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