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880 Carillon Parkway, Saint Petersburg, FL 33716 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CT | RA | APPROVED | 2015-09-10 |
Branch Locations
315 Main Street 1St Floor, Middletown, CT 06457 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Raymond James Financial Services, Inc. | Middletown | CT | 08/2015 | Present |
| Raymond James Financial Services Advisors Inc. | Middletown | CT | 09/2015 | Present |
| Liberty Bank | Middletown | CT | 08/2015 | Present |
| Liberty Bank Investment Services | Middletown | CT | 08/2015 | Present |
(1)Name of Business: Liberty Bank Investment Services Address: 315 Main St Fl 1, Middletown, CT, 06457, United States Activity Type: Support Company - Non Owner Associate Position/Title: Other Investment Related No Start Date: 08/10/2015 Hours per month devoted to this business: 81+ Hours per month devoted to this business during trading hours: 41+ Description of duties: Program Director for LBIS at Liberty Bank.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1998-08-28 |
| S63 | Uniform Securities Agent State Law Examination | 1993-01-15 |
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