Lawrence Louis Ricci

Employer firm

New York Life Investment Management LLC CRD 109591

$121B regulatory AUM 1 advisory clients

Reported services (Item 5G)

• Portfolio management (individuals)
• Portfolio management (investment companies)
• Portfolio management (pooled vehicles)
• Portfolio management (institutions)

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 08/2013 → Present
  New York Life
  New York, NY

Previous Registrations

• 2003-08-18 → 2004-01-05
  Avatar Associates
  New York, NY

Other Businesses

Massapequa Soccer Club since 9/2017; not investment related; Secretary; 6 hours per month not during normal business hours.

Exams

• S66 Uniform Combined State Law Examination
  2020-08-31
• S65 Uniform Investment Adviser Law Examination
  2004-02-17
• S63 Uniform Securities Agent State Law Examination
  1995-10-06

Other Names

• Larry Ricci
• Lawrence Ricci