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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2021-04-19
TX RA APPROVED_RES 1998-09-11
  • NY RA
    APPROVED
    Since 2021-04-19
  • TX RA
    APPROVED_RES
    Since 1998-09-11

Branch Locations

225 Liberty St, New York, NY 10281 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated New York NY 06/1998 Present
Bank Of America, Na New York NY 01/2010 Present
Other Businesses

I*56721 FOR PROFIT OR NOT FOR PROFIT: FOR-PROFIT ORGANIZATION NAME OF OUTSIDE BUSINESS ORGANIZATION: J&R PROPERTIES OF SYRACUSE INVESTMENT RELATED: Y ADDRESS OF BUSINESS: HOBOKEN, NEW JERSEY 7030 NATURE OF BUSINESS: LLC, POSITION, TITLE, ASSOCIATION: OWNER, START DATE OF RELATIONSHIP: 7/2/2012 NUMBER OF HOURS DEVOTED: 12 HOUR(S) ANNUALLY NUMBER OF HOURS DEVOTED DURING TRADING HOURS: 0 DUTIES: INVESTMENT PROPERTY I*66977 FOR PROFIT OR NOT FOR PROFIT: FOR-PROFIT ORGANIZATION NAME OF OUTSIDE BUSINESS ORGANIZATION: RAF HOLDINGS INVESTMENT RELATED: Y ADDRESS OF BUSINESS: HOBOKEN, NEW JERSEY 7030 NATURE OF BUSINESS: LLC, POSITION, TITLE, ASSOCIATION: OWNER, START DATE OF RELATIONSHIP: 5/23/2013 NUMBER OF HOURS DEVOTED: 12 HOUR(S) ANNUALLY NUMBER OF HOURS DEVOTED DURING TRADING HOURS: 0 DUTIES: RAF HOLDINGS LLC OWNS AN INVESTMENT PROPERTY (REAL ESTATE). RAF STANDS FOR MY INITIALS: RYAN ANTHONY FELDMAN. THIS PRIMARY PURPOSE OF RAF HOLDINGS IS TO OWN INVESTMENT PROPERTY I*66978 FOR PROFIT OR NOT FOR PROFIT: FOR-PROFIT ORGANIZATION NAME OF OUTSIDE BUSINESS ORGANIZATION: RYAN FELDMAN INVESTMENT RELATED: Y ADDRESS OF BUSINESS: HOBOKEN, NEW JERSEY 7030 NATURE OF BUSINESS: SOLE PROPRIETORSHIP, POSITION, TITLE, ASSOCIATION: OWNER, START DATE OF RELATIONSHIP: 12/15/2005 NUMBER OF HOURS DEVOTED: 12 HOUR(S) ANNUALLY NUMBER OF HOURS DEVOTED DURING TRADING HOURS: 0 DUTIES: I OWN SEVERAL SINGLE AND MULTI-FAMILY HOUSES. I*87144 FOR PROFIT OR NOT FOR PROFIT: FOR-PROFIT ORGANIZATION NAME OF OUTSIDE BUSINESS ORGANIZATION: CAMPUS HOUSING LLC INVESTMENT RELATED: N ADDRESS OF BUSINESS: HOBOKEN, NEW JERSEY 7030 NATURE OF BUSINESS: LLC, POSITION, TITLE, ASSOCIATION: OWNER, START DATE OF RELATIONSHIP: 10/9/2015 NUMBER OF HOURS DEVOTED: 2 HOUR(S) MONTHLY NUMBER OF HOURS DEVOTED DURING TRADING HOURS: 0 DUTIES: CAMPUS HOUSING LLC OWNS TWO (2) INVESTMETN PROPERTIES LOCATED IN SYRACUSE NY. I OWN 100% OF THE LLC. THIS INVESTMENT IS INTENDED TO GENERATE PASSIVE RENTAL INCOME. I*114172 For profit or not for profit: For-Profit Organization Name of outside business organization: CP Holdings llc Investment related: N Address of business: Hoboken, New Jersey 7030 Nature of business: LLC, Position, title, association: Owner, Start date of relationship: 4/11/2018 Number of hours devoted: 2 hour(s) Monthly Number of hours devoted during trading hours: 0 Duties: Real Estate -- Investment property I*130073 For profit or not for profit: For-Profit Organization Name of outside business organization: Hoboken Cobbler llc Investment related: N Address of business: Hoboken, New Jersey 7030 Nature of business: LLC, Position, title, association: Owner, Start date of relationship: 3/1/2020 Number of hours devoted: 2 hour(s) Monthly Number of hours devoted during trading hours: 0 Duties: Provide funding to cobblers (shoe repair) to start their own business. I am an investor and have no knowledge or intent to repair shoes.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2006-08-07
S63 Uniform Securities Agent State Law Examination 1997-12-29
  • S65 Uniform Investment Adviser Law Examination
    2006-08-07
  • S63 Uniform Securities Agent State Law Examination
    1997-12-29

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