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155 Seaport Blvd, Boston, MA 02210-2698 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2025-03-31 |
| UT | RA | APPROVED | 2025-03-31 |
Branch Locations
49 North 400 West, Salt Lake City, UT 84101-1368 • United States
South Jordan, UT • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Fidelity Brokerage Services, Inc. | Salt Lake City | UT | 09/1995 | 07/2018 |
| E*Trade Securities Llc | Sandy | UT | 07/2018 | Present |
| E*Trade Capital Management Llc | Sandy | UT | 07/2018 | Present |
| Fidelity Investments | Boston | MA | 03/2025 | Present |
OBA-102003|OrgNmn:UBER|Org Addr:Herriman,Utah,US|OBA Nature:Delivery of food or people by |Invst Rel:N|Title:Driver|Duties:Evening and weekend driving of deliveries|StrtDt:|TotHrs/mon:80|TrdHrs/mon:0|
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2001-06-28 |
| S63 | Uniform Securities Agent State Law Examination | 1996-01-11 |
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