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Ubs Financial Services Inc. CRD 8174
$916B regulatory AUM 18,245 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
1200 Harbor Boulevard, Weehawken, NJ 07086 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NY | RA | APPROVED | 2025-11-25 |
| NJ | RA | APPROVED | 2013-01-02 |
Branch Locations
1285 Avenue Of The Americas 20Th Floor, New York, NY 10171 • United States
Lincoln Harbor 1000 & 1200 Lincoln Harbor Blvd, Weehawken, NJ 07086 • United States
Garden City, NY • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ubs Financial Services | Weehawken | NJ | 09/2012 | Present |
Institutional Investor,New YorkNYUnited States,Association (e.g. Trade or Industry, Sport),Services (Business, Professional, Support)Institutional Investor is a trade magazine/website covering asset management and wealth management,Otherit is an advisory board to help them set agenda for conferences and discuss industry trendsno official capacity. We are asked on a rotating basis to chair one of the industry conferences (so chair once every several years), Start date 2/26/2026
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2012-12-24 |
| S63 | Uniform Securities Agent State Law Examination | 1996-02-06 |
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