Douglas William Sippel

Current Employers

Employment History

• 04/2006 → Present
  Lpl Financial Llc
  Lake Oswego, OR

Previous Registrations

• 2004-10-21 → 2006-04-21
  Ridgeback Capital Management
  Hillsboro, RI

Other Businesses

1. 03/20/2006 - INV REL - At Reported Business Location(s) - Non-Variable Insurance - Time Spent 35% - General Agent selling fixed ins products, Life and disability. Work through Joel Biernat, Benefits Design Group for Health Insurance. Some disability has gone through Lenz Financial Group as the Gerneral Agent. 2. 02/10/2009 - Holly Springs, Ltd. - Investment Related - At Reported Business Location(s) - Business Entity For Tax/Investment Purposes Only - Time Spent 10% - Holly Springs Limited Family Partnership which owns real estate. - Limited partner and also help make decisions in a management capacity. 3. 04/01/2011 - RAH Real Estate Management, LLC - Business Owner - NOT INV REL - At Reported Business Location(s) - Time Spent 15% - A Real Estate Management Company to be owned by myself and my cousin to manage the family real estate parntership's (Holly Springs, LTD.) 4. 04/20/2011 - Titan Financial Associates - INV REL - AT REPORTED LOCATION - DBA for LPL Business (entity for LPL business). 5. 08/02/2011 - Constellation Financial, LLC - INV REL - AT REPORTED LOCATION - DBA for LPL Business (entity for LPL business). 6. 11/24/2014 - Leadership Transitions, LLC - NOT INV REL - 300 Oswego Pointe Drive, Ste 202 Lake Oswego, OR 97034 - Other-Leadership Coaching - START 11/15/2014 - 60 HOURS PER MONTH, 40 DURING TRADING - Jami McLay is aware of this request. President/Coach. 7. 07/25/2019 - S&S Investment Properties, LLC - Investment related - Forest Grove, OR 97116 - Real Estate Rental - start date:06/01/2018 - 2 hrs/mo - 0 hrs during trading. 8. 07/01/2022 - Sippel Properties, LLC - Investment Related - Portland, OR 97292,Forest Grove, OR 97116 - Real Estate Rental - Start Date - 11/01/2014 - 2 Hours Per Month/ 0 Hours During Securities Trading. 9. 07/17/2024 - DI Broker West - Non-Variable Insurance - Agent - Investment Related - At Reported Business Location(s) - Start Date 06/24/2024 - 2 Hours Per Month/ 0 Hours During Trading 10. 07/17/2024 - Lenz Financial Group - Non-Variable Insurance - Agent - Investment Related - At Reported Business Location(s) - Start Date 01/01/2019 - 4 Hours Per Month/ 0 Hours During Trading 11. 07/28/2025 - Holly Springs, LLC - Business Entity For Tax/Investment Purposes Only - Not Investment Related - At Reported Business Location(s) - Start Date 02/09/2009 - 4 Hours Per Month/ 0 Hours During Trading

Exams

• S65 Uniform Investment Adviser Law Examination
  2004-06-07
• S63 Uniform Securities Agent State Law Examination
  1995-11-09

Designations