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200 Vesey St., New York, NY 10281 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| AZ | RA | APPROVED | 2026-06-23 |
| TX | RA | APPROVED_RES | 2015-02-05 |
| NM | RA | APPROVED | 2009-05-27 |
Branch Locations
6301 Uptown Blvd Ne Suite 100, Albuquerque, NM 87110-4132 • United States
Carefree, AZ • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Rbc Capital Markets | Albuquerque | NM | 05/2009 | Present |
| City National Bank | Albuquerque | NM | 04/2020 | Present |
(1) KIWANIS CLUB OF CORRALES; ADDRESS: PO BOX 3810 CORRALES, NM 87048; BUSINESS DESCRIPTION: COMMUNITY SERVICE; NOT INVESTMENT RELATED; START DATE: 11/01/2011; CAPACITY: BOARD OF DIRECTORS; DUTIES: COMMUNITY SERVICE ALSO CHAIR OF YOUTH SERVICES AND BOARD OF DIRECTORS (2 YR TERM); HOURS DEVOTED PER WEEK: 2; HOURS DEVOTED DURING SECURITIES HOURS PER WEEK: 0 (2) CLAUVE MILLER WELL SHARING AGREEMENT; ADDRESS: CORRALES, NM; BUSINESS DESCRIPTION: WELL SHARED BY 5 PEOPLE; NOT INVESTMENT RELATED; START DATE: 02/04/2012; CAPACITY: OWNER-ACTIVE; DUTIES: NONE; HOURS DEVOTED PER WEEK: 0; HOURS DEVOTED DURING SECURITIES HOURS PER WEEK: 0 (3) TBD - TOWN PARK LOFTS AT WEST SULLIVAN; ADDRESS: TBD WEST SULLIVAN KINGSPORT TN; BUSINESS DESCRIPTION: REAL ESTATE DEVELOPMENT; NOT INVESTMENT RELATED; START DATE: 05/31/2016; CAPACITY: SOLE PROPRIETOR; DUTIES: NONE; HOURS DEVOTED PER WEEK: 0; HOURS DEVOTED DURING SECURITIES HOURS PER WEEK: 0; (4) RENTAL PROPERTY; ADDRESS: PERSONAL ADDRESS; BUSINESS DESCRIPTION: RENTAL PROPERTY; NOT INVESTMENT RELATED; START DATE: 12/29/2017; CAPACITY: OWNER-ACTIVE; DUTIES: NONE; HOURS DEVOTED PER MONTH: NONE; HOURS DEVOTED DURING SECURITIES HOURS PER MONTH: NONE (5) Name of business: Archer Properties, LLC Business Description: Hold Rental Property Whether the business is investment-related: (yes or no) Address: 1 Perfecto Lopez Corrales, NM 87048 Capacity:Owner - Passive Start Date: 05/30/19 Duties:silent partner of real estate projects Hours devoted per month: 0 Hours devoted during securities hours per month: 0
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1999-08-25 |
| S63 | Uniform Securities Agent State Law Examination | 1999-05-14 |
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