Best Investors
Account
Sign in
Best Investors
Account
Sign in
880 Carillon Parkway, Saint Petersburg, FL 33716 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| KY | RA | APPROVED | 2018-02-23 |
Branch Locations
2900 Dolphin Drive Suite 300, Elizabethtown, KY 42702 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Raymond James Financial Services, Inc | Elizabethtown | KY | 06/2012 | Present |
| First Service Capital Management | Elizabethtown | KY | 01/2015 | 02/2017 |
| Raymond James Financial Services Advisors Inc. | Elizabethtown | KY | 02/2018 | Present |
| Mainsource Bank | Elizabethtown | KY | 02/2017 | 04/2018 |
| First Financial Bank | Elizabethtown | KY | 04/2018 | Present |
| Yellow Cardinal Brokerage Services | Elizabethtown | KY | 06/2019 | Present |
| First Financial Bank | Elizabethtown | KY | 04/2018 | Present |
(1)Name of Business: First Financial Bank Address: 2900 Dolphin Dr Ste 300, Elizabethtown, KY, 42701, United States Activity Type: Bank or Credit Union Associate Position/Title: Associate/Employee Investment Related: Yes Start Date: 04/01/2018 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties: FA - Fid Satellite (2)Name of Business: Yellow Cardinal Brokerage Services Address: 2900 Dolphin Dr Ste 300, Elizabethtown, KY, 42701, United States Activity Type: Support Company - Non Owner Position/Title: Associate/Employee Investment Related: No Start Date: 06/18/2019 Hours per month devoted to this business: 81+ Hours per month devoted to this business during trading hours: 0-1 Description of duties: Financial Advisor
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2018-02-15 |
| S63 | Uniform Securities Agent State Law Examination | 1997-07-30 |
Reach out to this advisor