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Katheryne Kristina Mcmillan

LPl Financial LLC

San Diego, CA

Shelton, WA

Shelton, WA

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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
WA RA APPROVED 2025-07-28
  • WA RA
    APPROVED
    Since 2025-07-28

Branch Locations

4707 Executive Dr, San Diego, CA 92121-3091 • United States

Shelton, WA • United States

Shelton, WA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Securities America, Inc. Shelton WA 01/2009 06/2024
Securities America Advisors, Inc. Shelton WA 01/2009 06/2024
Osaic Wealth, Inc. Shelton WA 06/2024 07/2025
Osaic Wealth, Inc. Shelton WA 06/2024 07/2025
Lpl Financial Shelton WA 07/2025 Present
  • 01/2009 → 06/2024
    Securities America, Inc.
    Shelton, WA
  • 01/2009 → 06/2024
    Securities America Advisors, Inc.
    Shelton, WA
  • 06/2024 → 07/2025
    Osaic Wealth, Inc.
    Shelton, WA
  • 06/2024 → 07/2025
    Osaic Wealth, Inc.
    Shelton, WA
  • 07/2025 → Present
    Lpl Financial
    Shelton, WA
Previous Registrations
  • 2024-06-14 → 2025-07-28
    Osaic Wealth, Inc.
    Shelton, WA
    Oceanside, CA
  • 2009-01-23 → 2024-06-14
    Securities America Advisors, Inc.
    Grapeview, WA
    Shelton, WA
  • 2008-03-27 → 2009-01-23
    Brecek & Young Advisors, Inc.
    Tacoma, WA
    Folsom, CA
    Tacoma, WA
    Tigard, OR
    Tacoma, WA
    Folsom, CA
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2007-09-27
S63 Uniform Securities Agent State Law Examination 1995-09-26
  • S65 Uniform Investment Adviser Law Examination
    2007-09-27
  • S63 Uniform Securities Agent State Law Examination
    1995-09-26
Other Names
  • Katheryne Scheidt
  • Katheryne Stragier
  • Kathertyne Kristina Mcmillan

View on SEC IAPD

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CETERA INVESTMENT ADVISERS LLC · SAN DIEGO, CA
NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC · SAN DIEGO, CA
CETERA INVESTMENT ADVISERS LLC · SAN DIEGO, CA
RBC CAPITAL MARKETS, LLC · SAN DIEGO, CA
CETERA INVESTMENT MANAGEMENT LLC · SAN DIEGO, CA
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CETERA INVESTMENT ADVISERS LLC · SAN DIEGO, CA
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