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Current Employers
Vestech Asset Management Inc.

11477 Olde Cabin Road Suite 310, Saint Louis, MO 63141 • United States

Current Registrations

AuthorityCategoryStatusDate
PA RA APPROVED 2018-09-21
MO RA APPROVED 2017-07-27
  • PA RA
    APPROVED
    Since 2018-09-21
  • MO RA
    APPROVED
    Since 2017-07-27

Branch Locations

11477 Olde Cabin Road Suite 310, Saint Louis, MO 63141 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Vestech Securities, Inc. St. Louis MO 02/2016 Present
  • 02/2016 → Present
    Vestech Securities, Inc.
    St. Louis, MO
Previous Registrations
  • 2013-04-19 → 2015-10-27
    Private Label Money Management, Inc.
    Kirkwood, MO
    Nisswa, MN
  • 2004-03-08 → 2004-08-11
    Redwood Securities Group, Inc.
    City Of Industry, CA
Other Businesses

Name of the other business: Vestech Securities, Inc. Investment-related: Yes Address of the other business: 11477 Olde Cabin Road, Suite 310, Saint Louis, MO, 63141 Nature of the other business: Broker Dealer Position; title, or relationship with the other business: President, Financial Representative Start date of your relationship: 02/2016 Approximate number of hours/month you devote to the other business: 160 Number of hours you devote to the other business during securities trading hours: 160 Briefly describe your duties relating to the other business: President and financial representative of the firm.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2013-04-17
S63 Uniform Securities Agent State Law Examination 1995-12-29
  • S65 Uniform Investment Adviser Law Examination
    2013-04-17
  • S63 Uniform Securities Agent State Law Examination
    1995-12-29
Other Names
  • John C Huang
  • Johnny Huang
  • John Huang

View on SEC IAPD

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