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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2009-02-02
IL RA APPROVED 1998-04-12
  • TX RA
    APPROVED_RES
    Since 2009-02-02
  • IL RA
    APPROVED
    Since 1998-04-12

Branch Locations

2021 Spring Rd, Oak Brook, IL 60523 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Oak Brook IL 04/1996 Present
Bank Of America, N.A. Oakbrook IL 11/2009 Present
Other Businesses

I*76009 FOR PROFIT OR NOT FOR PROFIT: FOR-PROFIT ORGANIZATION NAME OF OUTSIDE BUSINESS ORGANIZATION: HANI & DANA ATASSI INVESTMENT RELATED: N ADDRESS OF BUSINESS: DARIEN, ILLINOIS 60561 NATURE OF BUSINESS: OTHER, HOME/ RESIDENCE IN DARIEN POSITION, TITLE, ASSOCIATION: OWNER, START DATE OF RELATIONSHIP: 11/1/2014 NUMBER OF HOURS DEVOTED: 1 HOUR(S) QUARTERLY NUMBER OF HOURS DEVOTED DURING TRADING HOURS: 0 DUTIES: THIS IS OUR OLD RESITAINAL HOME THAT WE DECIDED TO RENT TO ANOTHER FAMILY. I*25831 FOR PROFIT OR NOT FOR PROFIT: FOR-PROFIT ORGANIZATION NAME OF OUTSIDE BUSINESS ORGANIZATION: EMESSA PROPERTIES INVESTMENT RELATED: Y ADDRESS OF BUSINESS: BURR RIDGE, ILLINOIS 60527 NATURE OF BUSINESS: OTHER,COMMERICAL REAL ESTATE POSITION, TITLE, ASSOCIATION: FAMILY HELD, START DATE OF RELATIONSHIP: 11/10/2005 NUMBER OF HOURS DEVOTED: 10 HOUR(S) MONTHLY NUMBER OF HOURS DEVOTED DURING TRADING HOURS: 0 DUTIES: PRESIDENT BOOKKEEPING I*106230 FOR PROFIT OR NOT FOR PROFIT: NON-PROFIT ORGANIZATION NAME OF OUTSIDE BUSINESS ORGANIZATION: SYRIAN AMERICAN COUNCIL INVESTMENT RELATED: N ADDRESS OF BUSINESS: WASHINGTON, DISTRICT OF COLUMBIA 20006 NATURE OF BUSINESS: CHARITABLE ORGANIZATION, POSITION, TITLE, ASSOCIATION: COMMITTEE MEMBER, START DATE OF RELATIONSHIP: 7/3/2017 NUMBER OF HOURS DEVOTED: 10 HOUR(S) MONTHLY NUMBER OF HOURS DEVOTED DURING TRADING HOURS: 0 DUTIES: SERVE ON THE EXECUTIVE COMMITTEE. GRASSROOTS AND ADVOCACY ORG. TO ORGANIZE, EMPOWER, AND MOBILIZE SYRIAN AMERICANS FOR A FREE PLURALISTIC, AND DEMOCRATIC SYRIA. I WILL SERVE ON THE MEMBERSHIP AND EXECUTIVE COMMITTEES. I WILL BE ATTENDING MEETINGS I*25832 For profit or not for profit: Non-Profit Organization Name of outside business organization: MUSLIM EDUCATIONAL CULTURAL CENTER OF AMERICA Investment related: N Address of business: Willow Brook, Illinois 60527 Nature of business: Charitable Organization, Position, title, association: Officer, Start date of relationship: 8/1/2005 Number of hours devoted: 10 hour(s) Monthly Number of hours devoted during trading hours: 0 Duties: Director/Board Member Establish and build a community center Secertey Position. No material control over the funds Look at P&L statements. I*135863 For profit or not for profit: For-Profit Organization Name of outside business organization: WM Capital Partners Investment related: Address of business: Burr Ridge, Illinois 60527 Nature of business: LLC, Compensation for Activity: Position, title, association: Family Held, Start date of relationship: 1/29/2021 Number of hours devoted: 1 hour(s) Monthly Number of hours devoted during trading hours: 1 Duties: LLC partnership with siblings. I*4907268, Entity Type: Entity For Profit, Name of OBA: YWDH LLC, Address: Burr Ridge, Illinois, 60527, Investment Related: N, Position, Title, Association: ["Owner"], Employee Start Date: 06/05/2026, No Hours: 10 Monthly, No Hours during Trading: 2 Monthly, Duties: Manager of LLC, Family held Inv

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1996-05-22
S63 Uniform Securities Agent State Law Examination 1995-10-26
  • S65 Uniform Investment Adviser Law Examination
    1996-05-22
  • S63 Uniform Securities Agent State Law Examination
    1995-10-26

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