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One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2014-07-23 |
| CA | RA | APPROVED | 2011-01-03 |
Branch Locations
350 W Colorado Blvd Ste 390 [Lc-Rbo], Pasadena, CA 91105 • United States
1150 S Diamond Bar Blvd, Diamond Bar, CA 91765 • United States
368 N Lemon Ave Ste A, Walnut, CA 91789 • United States
Walnut, CA • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Advisors Llc | Walnut | CA | 01/2011 | 11/2016 |
| Wells Fargo Clearing Services, Llc | Walnut | CA | 11/2016 | Present |
RENTAL PROPERTY; INV. RELATED; FONTANA, CA; CO-OWNER; START DATE 5/31/2015; 0 HRS PER MONTH. RENTAL PROPERTY; INV RELATED; TUSTIN, CA; 100% OWNERSHIP; START 3/15/2016; 0 HOURS PER MONTH, 0 DURING TRADING; LANDLORD. RENTAL PROPERTY; INV RELATED; LOS ANGELES, CA; 33% OWNER; START: 10/1/16; 0 HRS/MO; 0 DURING TRADING. TRIGON LLC, INV RELATED, LOS ANGELES, CA, 33% OWNER, START: 10/15/2016, 2 HOURS PER MONTH/0 DURING TRADING, DUTIES: LANDLORD. RENTAL PROPERTY, INV RELATED, LAS VEGAS, NV, 100% OWNERSHIP, START 9/23/2018, 1 HOUR PER MONTH, ZERO DURING TRADING, LANDLORD. RENTAL PROPERTY, INV RELATED, LAS VEGAS, NV, 100% OWNERSHIP WITH SPOUSE, START 11/13/2018, ZERO HOURS PER MONTH, ZERO DURING TRADING, LANDLORD. RENTAL PROPERTY, INVT RELATED, HENDERSON, NV, 33% OWNERSHIP, START DATE 7/27/2021, 0 HRS PER MONTH, 0 HRS DURING TRADING, LANDLORD.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2003-03-10 |
| S63 | Uniform Securities Agent State Law Examination | 1996-01-17 |
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