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Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2014-07-23
CA RA APPROVED 2011-01-03
  • TX RA
    APPROVED_RES
    Since 2014-07-23
  • CA RA
    APPROVED
    Since 2011-01-03

Branch Locations

350 W Colorado Blvd Ste 390 [Lc-Rbo], Pasadena, CA 91105 • United States

1150 S Diamond Bar Blvd, Diamond Bar, CA 91765 • United States

368 N Lemon Ave Ste A, Walnut, CA 91789 • United States

Walnut, CA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Advisors Llc Walnut CA 01/2011 11/2016
Wells Fargo Clearing Services, Llc Walnut CA 11/2016 Present
Previous Registrations
  • 2006-03-23 → 2011-01-03
    Wells Fargo Investments, Llc
    City Of Industry, CA
    Diamond Bar, CA
    Diamond Bar, CA
    Walnut, CA
    Diamond Bar, CA
    Diamond Bar, CA
    City Of Industry, CA
    La Puente, CA
    Walnut, CA
    Pasadena, CA
  • 2003-01-13 → 2006-03-23
    Banc Of America Investment Services, Inc.
    Pasadena, CA
Other Businesses

RENTAL PROPERTY; INV. RELATED; FONTANA, CA; CO-OWNER; START DATE 5/31/2015; 0 HRS PER MONTH. RENTAL PROPERTY; INV RELATED; TUSTIN, CA; 100% OWNERSHIP; START 3/15/2016; 0 HOURS PER MONTH, 0 DURING TRADING; LANDLORD. RENTAL PROPERTY; INV RELATED; LOS ANGELES, CA; 33% OWNER; START: 10/1/16; 0 HRS/MO; 0 DURING TRADING. TRIGON LLC, INV RELATED, LOS ANGELES, CA, 33% OWNER, START: 10/15/2016, 2 HOURS PER MONTH/0 DURING TRADING, DUTIES: LANDLORD. RENTAL PROPERTY, INV RELATED, LAS VEGAS, NV, 100% OWNERSHIP, START 9/23/2018, 1 HOUR PER MONTH, ZERO DURING TRADING, LANDLORD. RENTAL PROPERTY, INV RELATED, LAS VEGAS, NV, 100% OWNERSHIP WITH SPOUSE, START 11/13/2018, ZERO HOURS PER MONTH, ZERO DURING TRADING, LANDLORD. RENTAL PROPERTY, INVT RELATED, HENDERSON, NV, 33% OWNERSHIP, START DATE 7/27/2021, 0 HRS PER MONTH, 0 HRS DURING TRADING, LANDLORD.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2003-03-10
S63 Uniform Securities Agent State Law Examination 1996-01-17
  • S65 Uniform Investment Adviser Law Examination
    2003-03-10
  • S63 Uniform Securities Agent State Law Examination
    1996-01-17
Other Names
  • Jung Hsiao Chang
  • Elliot Hsaid Chang

View on SEC IAPD

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