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Lisa Mayer

Wells Fargo Advisors Financial Network, LLC

Santa Ana, CA

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Current Employers
Wells Fargo Advisors Financial Network, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2022-11-07
TX RA APPROVED 2022-11-07
  • CA RA
    APPROVED
    Since 2022-11-07
  • TX RA
    APPROVED
    Since 2022-11-07

Branch Locations

1551 N Tustin Ave Ste 100, Santa Ana, CA 92705 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Advisors Irvine CA 04/2013 11/2016
Wells Fargo Clearing Services, Llc Irvine CA 11/2016 11/2022
Wells Fargo Advisors Financial Network, Llc Irvine CA 11/2022 Present
Previous Registrations
Other Businesses

EXECUTOR FOR AUNT, INV RELATED, CYPRESS, CA, START: 10/16/2023, 10 HOURS A MONTH, 0 HOURS DURING TRADING.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1999-03-29
S63 Uniform Securities Agent State Law Examination 1996-05-01
  • S65 Uniform Investment Adviser Law Examination
    1999-03-29
  • S63 Uniform Securities Agent State Law Examination
    1996-05-01
Other Names
  • Lisa Marie Mayer

View on SEC IAPD

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Other Offices

WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC · SANTA ANA, CA
VALMARK ADVISERS, INC. · Santa Ana, CA
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · SANTA ANA, CA
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC · TUSTIN, CA
OSAIC WEALTH, INC. · Tustin, CA
EDWARD JONES · TUSTIN, CA
CETERA INVESTMENT ADVISERS LLC · SANTA ANA, CA
CENTAURUS FINANCIAL, INC. · Santa Ana, CA

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