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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2021-06-28 |
| TX | RA | APPROVED | 2021-06-28 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| First Allied Securities, Inc. | San Diego | CA | 04/2010 | 06/2021 |
| First Allied Advisory Services, Inc. | Chesterfield | MO | 07/2012 | 11/2020 |
| First Allied Advisory Services | Schaumburg | IL | 11/2020 | 06/2021 |
| Lpl Financial Llc | Stockton | CA | 06/2021 | Present |
1)06/22/2021 - Tina Wells Lee & Associates - DBA for LPL Business (entity for LPL business) - Inv Rel - At Reported Business Location(s) - Start: 06/2021 - 140 Hr/Mth 2)06/22/2021 - Tina Lee Wells; Agent - Non-Variable Insurance - Inv Rel - At Reported Business Location(s) - Start: 06/2021 - 10 Hr/Mth 3)06/22/2021 - Real Estate Rental - Inv Rel - Stockton, CA - Start: 06/2021 - 2 Hr/Mth 4)06/22/2021 - TINA WELLS CONSULTING - Business Entity For Tax/Investment Purposes Only - Non-Inv Rel - At Reported Business Location(s) - Start: 06/2021
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 1996-09-13 |
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