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One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| SC | RA | APPROVED | 2019-09-27 |
Branch Locations
320 Broad St 4Th Fl [Rbo], Charleston, SC 29401 • United States
2110 N Oak St, Myrtle Beach, SC 29577 • United States
1320 Main St Ste 600, Columbia, SC 29201 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Bb&T Securities, Llc | Myrtle Beach | SC | 01/2013 | 09/2019 |
| Wells Fargo Clearing Services, Llc | Charleston | SC | 09/2019 | Present |
ST. ANDREW CATHOLIC CHURCH; NOT INV RELATED; MYRTLE BEACH, SC; FINANCE COMMITTEE MEMBER; 03/2025; 2 HOURS PER MONTH; NO HOURS DURING TRADING; CHURCH TERM
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2004-10-06 |
| S63 | Uniform Securities Agent State Law Examination | 1995-11-10 |
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