Best Investors
Account
Sign in
Best Investors
Account
Sign in
One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| UT | RA | APPROVED | 2021-01-08 |
| CA | RA | APPROVED | 2015-07-10 |
| TX | RA | APPROVED | 2015-07-10 |
Branch Locations
1100 E 6600 S Pbig - Cottonwood Private Wealth, Salt Lake City, UT 84121 • United States
Scottsdale, AZ • United States
Park City, UT • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | San Francisco | CA | 07/2015 | Present |
| Bank Of America, N.A. | San Francisco | CA | 09/2015 | Present |
I*: 2446258Entity Type: Co-op, HOA, FreeholdName of OBA: Main Street Place HOAAddress: Scottsdale, AZ 85251Investment Related: NoPosition, Title, Association: Board member Employee Start Date: 5/8/2025Number of Hours: 6 hrs annuallyNumber of Hours during trading: 0 Duties: I would be a board member of the HOA for our condo building and perform duties consistent with that role, such as budgeting, and operational decisions. I*2575331, Entity Type: , Name of OBA: J S TTEE THE J S TRUST DTD 04/07/11 , Address: Charlotte, North Carolina, 28210, Investment Related: N, Position, Title, Association: Power of Attorney, Employee State Date: 06/24/2025, No Hours: 2 Yearly, No Hours during Trading: 0 Yearly, Duties: I*2575332, Entity Type: , Name of OBA: J S TTEE U/A DTD 03/07/2007 BY J S, Address: Charlotte, North Carolina, 28210, Investment Related: N, Position, Title, Association: Power of Attorney, Employee State Date: 06/24/2025, No Hours: 2 Yearly, No Hours during Trading: 0 Yearly, Duties: I*2577259, Entity Type: , Name of OBA: J S TTEE THE J S TRUST DTD 03/07/2007 , Address: Charlotte, North Carolina, 28210, Investment Related: N, Position, Title, Association: Power of Attorney, Employee State Date: 06/24/2025, No Hours: 2 Yearly, No Hours during Trading: 0 Yearly, Duties: I*2577260, Entity Type: , Name of OBA: MLPF& S CUST FPO J S IRA FBO J S , Address: Charlotte, North Carolina, 28210, Investment Related: N, Position, Title, Association: Power of Attorney, Employee State Date: 06/24/2025, No Hours: 2 Yearly, No Hours during Trading: 0 Yearly, Duties:
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1995-11-10 |
| S63 | Uniform Securities Agent State Law Examination | 1995-10-17 |
Reach out to this advisor