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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2026-01-13 |
| KS | RA | APPROVED | 2023-11-17 |
Branch Locations
4910 Corporate Centre Drive Suite 101, Lawrence, KS 66047 • United States
7381 W 133Rd St Ste 200, Overland Park, KS 66213 • United States
Topeka, KS • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| National Planning Corporation | Topeka | KS | 03/2004 | 09/2017 |
| Cambridge Investment Research, Inc. | Fairfield | IA | 09/2017 | 10/2023 |
| Cambridge Investment Research Advisors, Inc. | Fairfield | IA | 09/2017 | 10/2023 |
| Dm Bruce Associates (Acquired Iwa) | Lawrence | KS | 06/2011 | Present |
| Lpl Financial Llc | Lawrence | KS | 10/2023 | Present |
1)10/30/2023 - DMBRUCE WEALTH SOLUTIONS - DBA for LPL Business (entity for LPL business) - Inv Rel - At Reported Business Location(s) - Start: 10/2023 2)10/30/2023 - DM Bruce Asscoiates - Business Entity For Tax/Investment Purposes Only - Non-Inv Rel - At Reported Business Locations(s) - Start: 07/1997)
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2009-02-10 |
| S63 | Uniform Securities Agent State Law Examination | 1995-09-12 |
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