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Robert A Barker

Wells Fargo Clearing Services, LLC

Salt Lake City, UT

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Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2024-02-08
UT RA APPROVED 2014-07-18
  • TX RA
    APPROVED_RES
    Since 2024-02-08
  • UT RA
    APPROVED
    Since 2014-07-18

Branch Locations

299 S Main St 7Th Fl [Mk/Me-Rbo], Salt Lake City, UT 84111 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Advisors, Llc Salt Lake City UT 01/2014 11/2016
Wells Fargo Clearing Services, Llc Salt Lake City UT 11/2016 Present
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2014-07-17
S63 Uniform Securities Agent State Law Examination 1995-09-25
  • S66 Uniform Combined State Law Examination
    2014-07-17
  • S63 Uniform Securities Agent State Law Examination
    1995-09-25
Other Names
  • (Iii) Robert Aubrey Barker
  • Robert Aubrey Barker
  • Robert Aubrey Barker
  • Rob Barker
  • Robert Aubrey Barker

View on SEC IAPD

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UBS FINANCIAL SERVICES INC. · SALT LAKE CITY, UT
D.A. DAVIDSON & CO. · SALT LAKE CITY, UT
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