Terrence Chris Kotsatos

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Current Employers

Edward Jones

12555 Manchester Rd, St. Louis, MO 63131 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED_RES	2019-01-04
CA	RA	APPROVED	2010-08-27

TX RA
APPROVED_RES

Since 2019-01-04
CA RA
APPROVED

Since 2010-08-27

Branch Locations

1301 Solano Ave Suite 201, Albany, CA 94706 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Edward Jones	St. Louis	MO	08/2010	Present

08/2010 → Present

Edward Jones

St. Louis, MO

Previous Registrations

2009-05-02 → 2010-08-24

Chase Investment Services Corp.

Oakland, CA

Berkeley, CA
2009-04-23 → 2009-05-02

Wamu Investments, Inc.

Oakland, CA

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	1995-11-17
S63	Uniform Securities Agent State Law Examination	1995-10-25

S65 Uniform Investment Adviser Law Examination

1995-11-17
S63 Uniform Securities Agent State Law Examination

1995-10-25

Designations

Other Names

Terry Kotsatos

View on SEC IAPD

Other Firms

FOG CITY ADVISORS, LLC

OSAIC WEALTH, INC.

FARM GIRL CAPITAL LLC

WELLS FARGO CLEARING SERVICES, LLC

MONTY ASSET MANAGEMENT

J.P. MORGAN SECURITIES LLC

HARBORLIGHT INVESTMENTS, LLC

FINANCIAL GRAVITY FAMILY OFFICE SERVICES, LLC

Other Investors

Thinh Thi Ngoc Nguyen

MARK KIRKHAM PINGREE

Other Offices

FOG CITY ADVISORS, LLC · ALBANY, CA

OSAIC WEALTH, INC. · ALBANY, CA

FARM GIRL CAPITAL LLC · ALBANY, CA

OSAIC WEALTH, INC. · Albany, CA

WELLS FARGO CLEARING SERVICES, LLC · EL CERRITO, CA

EDWARD JONES · ALBANY, CA

MONTY ASSET MANAGEMENT · ALBANY, CA

J.P. MORGAN SECURITIES LLC · EL CERRITO, CA

More in Albany, CA

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