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Thinh Thi Ngoc Nguyen

Fog City Advisors, LLC

Albany, CA

CRD 7802154

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Employer firm

Fog City Advisors, LLC CRD 321822

$144M regulatory AUM 2 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • TAX PREPARATION

From the firm’s Form ADV. Read the guides:

Current Employers
Fog City Advisors, Llc

828 San Pablo Ave. Suite 210B, Albany, CA 94706 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2023-08-24
  • CA RA
    APPROVED
    Since 2023-08-24

Branch Locations

828 San Pablo Ave. Suite 210B, Albany, CA 94706 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Fog City Advisors, Llc Albany CA 08/2023 Present
Fog City Advisors, Llc Albany CA 09/2022 05/2023
Laney College Oakland CA 01/2016 05/2019
Csu East Bay Hayward CA 08/2019 06/2022
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2023-07-25
  • S65 Uniform Investment Adviser Law Examination
    2023-07-25
Designations
  • Certified Financial Planner

View on SEC IAPD

Nearby Firms

OSAIC WEALTH, INC.
FARM GIRL CAPITAL LLC
EDWARD JONES

Nearby Investors

MARK KIRKHAM PINGREE
GRACE M REYES
SARAH GREEN

Nearby Offices

OSAIC WEALTH, INC. · ALBANY, CA
FARM GIRL CAPITAL LLC · ALBANY, CA
EDWARD JONES · Albany, CA

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