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Mark Kirkham Pingree

Fog City Advisors, LLC

Albany, CA

CRD 6438076

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Employer firm

Fog City Advisors, LLC CRD 321822

$144M regulatory AUM 2 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • TAX PREPARATION

From the firm’s Form ADV. Read the guides:

Current Employers
Fog City Advisors, Llc

828 San Pablo Ave. Suite 210B, Albany, CA 94706 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2022-06-22
  • CA RA
    APPROVED
    Since 2022-06-22

Branch Locations

828 San Pablo Ave. Suite 210B, Albany, CA 94706 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Northgate Advisors Walnut Creek CA 12/2013 09/2016
Carlson Financial Advisors N/K/A Fog City, Llc Belmont CA 09/2016 01/2017
Fog City Advisors, Llc Albany CA 01/2017 Present
  • 12/2013 → 09/2016
    Northgate Advisors
    Walnut Creek, CA
  • 09/2016 → 01/2017
    Carlson Financial Advisors N/K/A Fog City, Llc
    Belmont, CA
  • 01/2017 → Present
    Fog City Advisors, Llc
    Albany, CA
Previous Registrations
  • 2016-09-29 → 2022-10-08
    Fog City Advisors, Llc
    Belmont, CA
    Albany, CA
  • 2015-02-02 → 2016-09-30
    Northgate Advisors
    Anthem, AZ
Designations
  • Certified Financial Planner

View on SEC IAPD

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