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Wendy M Li

Merrill Lynch, Pierce, Fenner & Smith Incorporated

New York, NY

Melville, NY

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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2026-06-22
CT RA APPROVED 2024-06-11
  • NY RA
    APPROVED
    Since 2026-06-22
  • CT RA
    APPROVED
    Since 2024-06-11

Branch Locations

One Bryant Park, New York, NY 10036 • United States

300 Broadhollow Rd, Melville, NY 11747 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
City National Bank New York NY 01/2012 03/2024
Merrill Lynch, Pierce, Fenner & Smith Incorporated Greenwich CT 03/2024 Present
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2024-06-10
S63 Uniform Securities Agent State Law Examination 1995-11-17
  • S66 Uniform Combined State Law Examination
    2024-06-10
  • S63 Uniform Securities Agent State Law Examination
    1995-11-17
Other Names
  • Zhang Muping
  • Wendi Li
  • Wendy Muping Zhang Li

View on SEC IAPD

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