Ara Goryun Malazian

Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Educational seminars
• CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 08/1991 → Present
  Agm Enterprises
  Whittier, CA
• 04/2003 → 11/2017
  National Planning Corporation
  Newport Beach, CA
• 11/2017 → Present
  Lpl Financial Llc
  Santa Ana, CA

Previous Registrations

• 2003-04-24 → 2017-11-29
  National Planning Corporation
  Glendale, CA
  Santa Ana, CA
• 2000-09-08 → 2003-10-22
  A M Forward Thinking
  Fullerton, CA

Other Businesses

1. 11/29/2017 - ARA MALAZIAN, UNIVERSITY OF CALIFORNIA IRVINE CA - Not Investment Related - UNIVERSITY OF CALIFORNIA IRVINE CA - Other - Start Date 9/2012 - 16 Hours Per Month - INSTRUCTOR. 2. 11/29/2017 - HERITAGE FINANCIAL - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Start Date 4/22/2009 - 40 Hours Per Month/0 Hours During Securities Trading. 3. 11/29/2017 - HYE HEALTH (SUBSIDIARY OF HERITAGE FINANCIAL) - Investment Related - At Reported Business Location(s) - Non-Variable Insurance - Start Date 4/2009 - 40 Hours Per Month/20 Hours During Securities Trading. 4. 11/29/2017 - CARTWRIGHT ASSOC - Not Investment Related - 424 Arden Pl, Glendale, CA 90204 - Other - Start Date 9/05 - 10 Hours Per Month - Independent Contractor as Appraiser. 5. 8/6/2018 - AGM Enterprises - Not Investment Related - Santa Ana, CA - Other-Consulting - Owner - Start Date: 08/31/1991 - 1 Hour Per Month/0 Hours During Securities Trading - Technology consulting. 6. 03/18/2026 - Ara Malazian - Author - Not Investment Related - Santa Ana, CA - Start Date 12/29/2023 - 1 hour per month/ 0 hours during trading

Exams

• S65 Uniform Investment Adviser Law Examination
  1999-06-02
• S63 Uniform Securities Agent State Law Examination
  1995-09-01

Designations

• Certified Financial Planner

Other Names

• Ara Garyan Malazian