Best Investors Account Sign in

Ara Goryun Malazian

LPl Financial LLC

Santa Ana, CA

Claim This Profile
Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2017-11-29
  • CA RA
    APPROVED
    Since 2017-11-29

Branch Locations

505 North Tustin Ave Suite 267, Santa Ana, CA 92705 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Agm Enterprises Whittier CA 08/1991 Present
National Planning Corporation Newport Beach CA 04/2003 11/2017
Lpl Financial Llc Santa Ana CA 11/2017 Present
  • 08/1991 → Present
    Agm Enterprises
    Whittier, CA
  • 04/2003 → 11/2017
    National Planning Corporation
    Newport Beach, CA
  • 11/2017 → Present
    Santa Ana, CA
Previous Registrations
  • 2003-04-24 → 2017-11-29
    National Planning Corporation
    Glendale, CA
    Santa Ana, CA
  • 2000-09-08 → 2003-10-22
    A M Forward Thinking
    Fullerton, CA
Other Businesses

1. 11/29/2017 - ARA MALAZIAN, UNIVERSITY OF CALIFORNIA IRVINE CA - Not Investment Related - UNIVERSITY OF CALIFORNIA IRVINE CA - Other - Start Date 9/2012 - 16 Hours Per Month - INSTRUCTOR. 2. 11/29/2017 - HERITAGE FINANCIAL - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Start Date 4/22/2009 - 40 Hours Per Month/0 Hours During Securities Trading. 3. 11/29/2017 - HYE HEALTH (SUBSIDIARY OF HERITAGE FINANCIAL) - Investment Related - At Reported Business Location(s) - Non-Variable Insurance - Start Date 4/2009 - 40 Hours Per Month/20 Hours During Securities Trading. 4. 11/29/2017 - CARTWRIGHT ASSOC - Not Investment Related - 424 Arden Pl, Glendale, CA 90204 - Other - Start Date 9/05 - 10 Hours Per Month - Independent Contractor as Appraiser. 5. 8/6/2018 - AGM Enterprises - Not Investment Related - Santa Ana, CA - Other-Consulting - Owner - Start Date: 08/31/1991 - 1 Hour Per Month/0 Hours During Securities Trading - Technology consulting. 6. 03/18/2026 - Ara Malazian - Author - Not Investment Related - Santa Ana, CA - Start Date 12/29/2023 - 1 hour per month/ 0 hours during trading

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1999-06-02
S63 Uniform Securities Agent State Law Examination 1995-09-01
  • S65 Uniform Investment Adviser Law Examination
    1999-06-02
  • S63 Uniform Securities Agent State Law Examination
    1995-09-01
Designations
Other Names
  • Ara Garyan Malazian

View on SEC IAPD

Other Firms

Other Investors

Other Offices

More in Santa Ana, CA

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor