Carolyn Margaret Mciver

Employer firm

Wells Fargo Clearing Services, LLC CRD 19616

$671B regulatory AUM 5,302 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• INVESTMENT CONSULTING SERVICES TO INSTITUTIONAL CLIENTS

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 08/2011 → 07/2018
  Morgan Stanley
  Boston, MA
• 07/2018 → 10/2018
  Morgan Stanley
  Raleigh, NC
• 10/2018 → 02/2024
  Morgan Stanley Private Bank, N.A.
  New York, NY
• 02/2024 → Present
  Wells Fargo Clearing Services, Llc (
  Waltham, MA

Previous Registrations

• 2011-09-16 → 2024-02-27
  Morgan Stanley
  Boston, MA
  Boston, MA
  Middleton, MA
  Winston-Salem, NC
  Boston, MA
  Chapel Hill, NC
  Raleigh, NC
• 2010-08-25 → 2011-08-25
  Detwiler Fenton Investment Management Llc
  Boston, MA
• 2009-11-30 → 2010-12-01
  Detwiler Fenton & Co.
  Topsfield, MA
  Boston, MA

Exams

• S66 Uniform Combined State Law Examination
  2009-11-12
• S65 Uniform Investment Adviser Law Examination
  1996-04-02
• S63 Uniform Securities Agent State Law Examination
  1995-10-30

Other Names

• Carolyn Mciver
• Carolyn M Parrott
• Carolyn Margaret Parrott
• Carolyn Parrott
• Carolyn Mciver
• Carolyn M Mciver