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Carolyn Margaret Mciver

Wells Fargo Clearing Services, LLC

Worcester, MA

Waltham, MA

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Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2026-02-18
RI RA APPROVED 2024-02-23
  • TX RA
    APPROVED
    Since 2026-02-18
  • RI RA
    APPROVED
    Since 2024-02-23

Branch Locations

100 Front St Ste 1900, Worcester, MA 01608 • United States

130 Turner St Ste 800, Waltham, MA 02453 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Morgan Stanley Boston MA 08/2011 07/2018
Morgan Stanley Raleigh NC 07/2018 10/2018
Morgan Stanley Private Bank, N.A. New York NY 10/2018 02/2024
Wells Fargo Clearing Services, Llc ( Waltham MA 02/2024 Present
  • 08/2011 → 07/2018
    Morgan Stanley
    Boston, MA
  • 07/2018 → 10/2018
    Morgan Stanley
    Raleigh, NC
  • 10/2018 → 02/2024
    Morgan Stanley Private Bank, N.A.
    New York, NY
  • 02/2024 → Present
    Wells Fargo Clearing Services, Llc (
    Waltham, MA
Previous Registrations
  • 2011-09-16 → 2024-02-27
    Morgan Stanley
    Boston, MA
    Boston, MA
    Middleton, MA
    Winston-Salem, NC
    Boston, MA
    Chapel Hill, NC
    Raleigh, NC
  • 2010-08-25 → 2011-08-25
    Detwiler Fenton Investment Management Llc
    Boston, MA
  • 2009-11-30 → 2010-12-01
    Detwiler Fenton & Co.
    Topsfield, MA
    Boston, MA
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2009-11-12
S65 Uniform Investment Adviser Law Examination 1996-04-02
S63 Uniform Securities Agent State Law Examination 1995-10-30
  • S66 Uniform Combined State Law Examination
    2009-11-12
  • S65 Uniform Investment Adviser Law Examination
    1996-04-02
  • S63 Uniform Securities Agent State Law Examination
    1995-10-30
Other Names
  • Carolyn Mciver
  • Carolyn M Parrott
  • Carolyn Margaret Parrott
  • Carolyn Parrott
  • Carolyn Mciver
  • Carolyn M Mciver

View on SEC IAPD

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