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Current Employers
Ubs Financial Services Inc.

1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2023-03-07
NY RA APPROVED 2021-10-26
TX RA APPROVED_RES 2006-09-22
  • CA RA
    APPROVED
    Since 2023-03-07
  • NY RA
    APPROVED
    Since 2021-10-26
  • TX RA
    APPROVED_RES
    Since 2006-09-22

Branch Locations

201 West 3Rd Street Suite 200, Jamestown, NY 14701 • United States

Jamestwown, NY • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Ubs Financial Services Inc Jamestown NY 11/2013 Present
Other Businesses

Brielle Naturals / 20 Mont Alto St. Jamestown,NY 14701 / Partnership/ Retailers (Apparel, Food, General) / Amazon Retailer / Partner / / Product research / Start Date 1/11/16 / Jamestown Boys & Girls Club / 62 Allen St. Jamestown,NY 14701 / Charity/ Charity / Board Member / Member of Board of directors / / General board members duties / Start Date 2/15/2018 /

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1998-05-20
S63 Uniform Securities Agent State Law Examination 1995-09-27
  • S65 Uniform Investment Adviser Law Examination
    1998-05-20
  • S63 Uniform Securities Agent State Law Examination
    1995-09-27
Other Names
  • Todd Alan Hnatyszyn

View on SEC IAPD

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