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1200 Harbor Boulevard, Weehawken, NJ 07086 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2023-03-07 |
| NY | RA | APPROVED | 2021-10-26 |
| TX | RA | APPROVED_RES | 2006-09-22 |
Branch Locations
201 West 3Rd Street Suite 200, Jamestown, NY 14701 • United States
Jamestwown, NY • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ubs Financial Services Inc | Jamestown | NY | 11/2013 | Present |
Brielle Naturals / 20 Mont Alto St. Jamestown,NY 14701 / Partnership/ Retailers (Apparel, Food, General) / Amazon Retailer / Partner / / Product research / Start Date 1/11/16 / Jamestown Boys & Girls Club / 62 Allen St. Jamestown,NY 14701 / Charity/ Charity / Board Member / Member of Board of directors / / General board members duties / Start Date 2/15/2018 /
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1998-05-20 |
| S63 | Uniform Securities Agent State Law Examination | 1995-09-27 |
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