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Scott Allan Smith

Ladenburg Thalmann Asset Management Inc

Boca Raton, FL

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Current Employers
Ladenburg Thalmann Asset Management Inc

640 Fifth Avenue 4Th Fl., New York, NY 10019 • United States

Current Registrations

AuthorityCategoryStatusDate
NJ RA APPROVED 2025-07-14
RI RA APPROVED 2025-02-07
AK RA APPROVED 2021-08-10
FL RA APPROVED 2021-08-10
MA RA APPROVED 2021-06-24
MI RA APPROVED 2021-06-14
CO RA APPROVED 2021-06-10
NM RA APPROVED 2021-06-10
OK RA APPROVED 2021-06-10
PA RA APPROVED 2021-06-10
NY RA APPROVED 2021-04-01
TX RA APPROVED 2004-10-11
LA RA APPROVED 2004-09-29
  • NJ RA
    APPROVED
    Since 2025-07-14
  • RI RA
    APPROVED
    Since 2025-02-07
  • AK RA
    APPROVED
    Since 2021-08-10
  • FL RA
    APPROVED
    Since 2021-08-10
  • MA RA
    APPROVED
    Since 2021-06-24
  • MI RA
    APPROVED
    Since 2021-06-14
  • CO RA
    APPROVED
    Since 2021-06-10
  • NM RA
    APPROVED
    Since 2021-06-10
  • OK RA
    APPROVED
    Since 2021-06-10
  • PA RA
    APPROVED
    Since 2021-06-10
  • NY RA
    APPROVED
    Since 2021-04-01
  • TX RA
    APPROVED
    Since 2004-10-11
  • LA RA
    APPROVED
    Since 2004-09-29

Branch Locations

2255 Glades Road, Suite 324A, Boca Raton, FL 33431 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ladenburg Capital Management Inc. Bethpage NY 08/1998 Present
Ladenburg, Thalmann & Co., Inc. Melville NY 11/2002 Present
  • 08/1998 → Present
    Ladenburg Capital Management Inc.
    Bethpage, NY
  • 11/2002 → Present
    Ladenburg, Thalmann & Co., Inc.
    Melville, NY
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2004-09-10
S63 Uniform Securities Agent State Law Examination 1995-12-07
  • S66 Uniform Combined State Law Examination
    2004-09-10
  • S63 Uniform Securities Agent State Law Examination
    1995-12-07

View on SEC IAPD

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ISABEL VOYER
JEFFREY MARK EAGLE
ELIZABETH V BRUNO
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Other Offices

SUN CAPITAL ADVISORS, L.P. · BOCA RATON, FL
AMERIPRISE FINANCIAL SERVICES, LLC · BOCA RATON, FL
HIGHTOWER ADVISORS, LLC · Boca Raton, FL
ISAM FUNDS (USA) LLC · BOCA RATON, FL
J.P. MORGAN SECURITIES LLC · Boca Raton, FL
FOCUS PARTNERS WEALTH, LLC · Boca Raton, FL
J.P. MORGAN SECURITIES LLC · Boca Raton, FL
FOCUS PARTNERS WEALTH, LLC · Boca Raton, FL

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