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John Todd Lemmon

Morgan Stanley

Sandy, UT

Draper, UT

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Current Employers
Morgan Stanley

2000 Westchester Avenue, Purchase, NY 10577-2530 • United States

Current Registrations

AuthorityCategoryStatusDate
UT RA APPROVED 2023-01-26
TX RA APPROVED 2023-01-10
  • UT RA
    APPROVED
    Since 2023-01-26
  • TX RA
    APPROVED
    Since 2023-01-10

Branch Locations

200 West Civic Center Drive, Sandy, UT 84070 • United States

Draper, UT • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
E*Trade Securities Llc Houston TX 09/2008 02/2020
E*Trade Capital Management Llc Houston TX 01/2009 02/2020
E*Trade Securities Llc Houston TX 02/2020 07/2022
E*Trade Capital Management Llc Houston TX 02/2020 07/2022
E*Trade Securities Llc Sandy UT 07/2022 Present
E*Trade Capital Management Llc Sandy UT 07/2022 Present
Morgan Stanley Sandy UT 01/2023 Present
  • 09/2008 → 02/2020
    E*Trade Securities Llc
    Houston, TX
  • 01/2009 → 02/2020
    E*Trade Capital Management Llc
    Houston, TX
  • 02/2020 → 07/2022
    E*Trade Securities Llc
    Houston, TX
  • 02/2020 → 07/2022
    E*Trade Capital Management Llc
    Houston, TX
  • 07/2022 → Present
    E*Trade Securities Llc
    Sandy, UT
  • 07/2022 → Present
    E*Trade Capital Management Llc
    Sandy, UT
  • 01/2023 → Present
    Morgan Stanley
    Sandy, UT
Previous Registrations
  • 2009-01-06 → 2023-09-05
    Harrisdirect Llc
    Arlington, VA
    Houston, TX
    Houston, TX
    Houston, TX
    Sandy, UT
  • 2008-07-23 → 2008-09-23
    Strategic Advisers Llc
    Salt Lake City, UT
  • 2006-07-13 → 2006-10-23
    U.S. Bancorp Investments, Inc.
    Midvale, UT
    North Salt Lake, UT
    Kearns, UT
    West Valley City, UT
    West Jordan, UT
    Salt Lake City, UT
    Salt Lake City, UT
    Magna, UT
    Murray, UT
    Salt Lake City, UT
    Salt Lake City, UT
  • 1999-01-01 → 2005-02-07
    Strategic Advisers Llc
    Salt Lake City, UT
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1998-07-28
S63 Uniform Securities Agent State Law Examination 1995-09-07
  • S65 Uniform Investment Adviser Law Examination
    1998-07-28
  • S63 Uniform Securities Agent State Law Examination
    1995-09-07
Other Names
  • John Todd Lemmon
  • J T Lemmon
  • J Todd Lemmon
  • John T Lemmon

View on SEC IAPD

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Other Offices

LPL FINANCIAL LLC · SANDY, UT
LPL FINANCIAL LLC · SANDY, UT
LPL FINANCIAL LLC · SANDY, UT
CETERA INVESTMENT ADVISERS LLC · SANDY, UT
ACLAIME ASSET MANAGEMENT, LLC · SANDY, UT
DIVERSIFY WEALTH MANAGEMENT, LLC · SANDY, UT
DIVERSIFY ADVISORY SERVICES, LLC · SANDY, UT
DIVERSIFY WEALTH MANAGEMENT, LLC · SANDY, UT

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