Kevin Smart

Employer firm

J.p. Morgan Securities LLC CRD 79

$430B regulatory AUM 407,036 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 09/2006 → Present
  J.P. Morgan Securities Llc
  New York, NY

Other Businesses

Entity Name: Boston College Investment related: N "Address: 140 commonwealth avenue chestnut hill, ma 02467 www.bc.edu" Nature of the other business: School Position/Title/Relationship: Committee Member Start Date: 09/28/2018 Approximate # of hours a month: 0-10 Approximate # of hours during securities trading hours: 0 Briefly describe your duties: University Trustee serving on Technology and Finance Committee (not endowment or investment). Effective 6/15/2018 I will be an employee of both JPMorgan Securities and JPMorgan Bank. JPMorgan Bank offers a broad range of products and services nationwide. As an employee of JPMorgan Bank I will be able to offer certain bank products and services, including deposit and credit products.

Exams

• S63 Uniform Securities Agent State Law Examination
  2010-10-27

Other Names

• Kevin Anthony Smart