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One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2011-12-05 |
| FL | RA | APPROVED | 2011-11-21 |
Branch Locations
1675 N Military Trail Ste 500, Boca Raton, FL 33486 • United States
Deerfield Beach, FL • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Advisors | Boca Raton | FL | 09/2011 | 11/2016 |
| Wells Fargo Clearing Services, Llc | Boca Raton | FL | 11/2016 | Present |
RENTAL PROPERTY; INV RELATED; HIGHLANDS, NC; VACATION COTTAGE; 100% OWNERSHIP WITH SPOUSE; START 11/13/2015; 2 HOURS PER MONTH, 0 DURING TRADING; OWNER, UTILIZE PROPERTY MANAGER.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1995-10-12 |
| S63 | Uniform Securities Agent State Law Examination | 1995-09-20 |
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