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Matthew Schlien

J.P. Morgan Securities LLC

Fort Lauderdale, FL

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Current Employers
J.P. Morgan Securities Llc

270 Park Avenue, New York, NY 10017 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2012-10-01
  • FL RA
    APPROVED
    Since 2012-10-01

Branch Locations

3801 N Federal Hwy, Fort Lauderdale, FL 33308 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Jpmorgan Chase Bank, N.A. Fort Lauderdale  FL 03/2002 Present
J.P. Morgan Securities Llc Fort Lauderdale FL 10/2012 Present
  • 03/2002 → Present
    Jpmorgan Chase Bank, N.A.
    Fort Lauderdale , FL
  • 10/2012 → Present
    J.P. Morgan Securities Llc
    Fort Lauderdale, FL
Previous Registrations
  • 2009-05-02 → 2012-10-01
    Chase Investment Services Corp.
    Oakland Park, FL
    Oakland Park, FL
    Fort Lauderdale, FL
    Fort Lauderdale, FL
    Cooper City, FL
    Lauderdale Lakes, FL
    Oakland Park, FL
    Fort Lauderdale, FL
    Oakland Park, FL
    Deerfield Beach, FL
    Oakland Park, FL
    Fort Lauderdale, FL
  • 2006-06-28 → 2009-05-02
    Wamu Investments, Inc.
    Hollywood, FL
    Pembroke Pines, FL
    Weston, FL
    Cooper City, FL
    Pembroke Pines, FL
    Pembroke Pines, FL
    Weston, FL
    Davie, FL
    Lauderdale Lake, FL
    Dania, FL
    Oakland Park, FL
    Plantation, FL
    Fort Lauderdale, FL
    Fort Lauderdale, FL
    Oakland Park, FL
    North Lauderdale, FL
    Oakland Park, FL
    Lauderdale Lakes, FL
    Hollywood, FL
    Cooper City, FL
    Fort Lauderdale, FL
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2006-06-26
S63 Uniform Securities Agent State Law Examination 1997-05-16
  • S65 Uniform Investment Adviser Law Examination
    2006-06-26
  • S63 Uniform Securities Agent State Law Examination
    1997-05-16

View on SEC IAPD

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