Stephen Reid Walker

Employer firm

Ameriprise Financial Services, LLC CRD 6363

$660B regulatory AUM 124,349 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Periodicals / newsletters

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 08/1995 → 03/2020
  Ameriprise Financial Services, Inc.
  Bridgewater, NJ
• 03/2020 → Present
  Ameriprise Financial Services, Llc
  Flemington, NJ

Other Businesses

Business Ownership; WX3; ; Practice Management- Bill Payment; 24 Mine St. Suite 201Flemington, NJ 08876, ,; Not Investment-Related; 01/01/2016; 60 hours per month; 60 during trading hours. Outside Employment; WX3 Practice Management; Owner; Practice Management LLC; 24 MIne Street, Suite 201, Flemington, NJ, 08822; Investment-Related; 10/09/2023; 60 hours per month; 20 to 39 during trading hours.

Exams

• S63 Uniform Securities Agent State Law Examination
  1996-01-26