Suzette Lawrence

Current Employers

Employment History

• 11/2013 → 03/2024
  D.A. Davidson & Co.
  Los Angeles, CA
• 03/2024 → Present
  Independent Financial Group, Llc
  Los Angeles, CA

Previous Registrations

• 2013-11-25 → 2024-03-08
  D.A. Davidson & Co.
  Great Falls, MT
  Los Angeles, CA
  Los Angeles, CA
• 2013-11-04 → 2013-11-25
  Crowell Weedon & Co.
  Los Angeles, CA
• 1997-12-31 → 2013-11-04
  Crowell, Weedon & Co.
  Los Angeles, CA
  Los Angeles, CA

Other Businesses

1) HELPING US HELP OURSELVES FOUNDATION; INVESTMENT-RELATED; LOS ANGELES, CA; NON-PROFIT; FINANCIAL ADVISOR; STARTING 01/23/2003; APPROX 30 HRS/YR DURING SECURITIES TRADING HOURS; MANAGE ASSETS. 2) BALDEN/SCANLIN SCHOLARSHIP FUND, INC.; INVESTMENT-RELATED; LOS ANGELES, CA; FOUNDATION FOR SCHOLARSHIPS; SECRETARY; STARTING 12/23/2002; 40 HRS ANNUALLY AND DURING SECURITIES TRADING HOURS; MANAGE THE FOUNDATION AND ISSUE SCHOLARSHIPS TO QUALIFYING APPLICANTS. 3) SCHABER SCHOLARSHIP FOUNDATION; INVESTMENT-RELATED; LOS VEGAS, NV; FOUNDATION FOR SCHOLARSHIPS; FINANCIAL ADVISOR/DIRECTOR; STARTING 9/9/2012; 60 HRS ANNUALLY AND DURING SECURITIES TRADING HOURS; INVEST ASSETS; REVIEW AND DISPURSE SCHOLARSHIP FUNDS TO APPLICANTS. 4) TRUSTEE; SCHABER DESCENDANTS TRUST FBO KERRYN YARAK; START 8/5/16; I MANAGE THE TRUST. 5) TRUSTEE; SCHABER DESCENDANTS TR FBO RORY YARAK, RANDY YARAK AND ROBERT YARAK; START 8/5/16; TO PROVIDE INCOME TO THE BENEFICIARY. 6) TRUSTEE; SCHABER EXEMPT DEC. TR FBO ROB YARAK; START 2/16/17; I MANAGE THE TRUST. 7) TRUSTEE; SCHABER EXEMPT DESC. TR FBO KERRYN YARAK; START 2/16/17; I MANAGE THE TRUST. 8) TRUSTEE; SCHABER EXEMPT DESC. TR FBO RANDY YARAK; START 2/16/17; I MANAGE THE TRUST. 9) TRUSTEE; SCHABER EXEMPT DESC. TR FBO RORY YARAK; START 2/16/17; I MANAGE THE TRUST. 10) TRUSTEE; LINDOW LIVING TRUST; START 8/3/22; I MANAGE THE TRUST. 11) TRUSTEE; RYS DESCENDANTS TRUST; #2 FBO CHRIS; DATED 9/8/06; START 2/1/23. 12) EMILY VON COELIN GST TRUST; DATED 2/9/99; START 2/1/23. 13) RORY S. YARAK; IRREV TR.; DATED 2/9/99; START 2/1/23. 14) KERRYN YARRAK; IRREV TR UA; DATED 2/9/99; START 2/1/23. 15) BALDEN SCANLIN SCHOLARSHIP FUND, INC. POSITION: Officer/Director NATURE: Other: INVESTMENT RELATED: Yes NUMBER OF HOURS: 3 SECURITIES TRADING HOURS: 3 START DATE: 12/01/2002 ADDRESS: 155 North Lake Avenue #866, Pasadena CA 91101, United States DESCRIPTION: Manage foundation and issue scholarships to qualifying applicants. 16) MCCLENATHAN-VON COELLN-YARAK GRANDCHILDREN'S IRREV TR POSITION: Agent/Representative NATURE: Acting as a POA, Trustee, Executor (This activity is strictly limited and will only be approved for direct family members. If you have questions, please call a Compliance Officer). INVESTMENT RELATED: Yes NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 1 START DATE: 06/27/2007 ADDRESS: 155 North Lake Avenue #866, Pasadena CA 91101, United States DESCRIPTION: There are five trustors of the trust. There are four insurance policies that pay into this trust when the trustor passes. Manage the assets in the trust until the last to die. Then the assets are distributed to the 18 collective grandchildren. 17) THE ROWENA YARAK SCHABER SCHOLARSHIP FOUNDATION POSITION: Agent/Representative NATURE: Other: INVESTMENT RELATED: Yes NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 1 START DATE: 09/01/2012 ADDRESS: 155 North Lake Avenue #866, Pasadena CA 91101, United States DESCRIPTION: Filing State of California registration documents as agent 18) JOSEPH & LAURIE SCANLIN LIVING TRUST POSITION: Agent/Representative NATURE: Acting as a POA, Trustee, Executor (This activity is strictly limited and will only be approved for direct family members. If you have questions, please call a Compliance Officer). INVESTMENT RELATED: Yes NUMBER OF HOURS: 0 SECURITIES TRADING HOURS: 0 START DATE: 04/14/2026 ADDRESS: 155 N. Lake Ave., #800, Pasadena CA 91101, United States DESCRIPTION: Manage assets registered in the trust name with Mike Scanlin (son) only upon the death of Joseph Scanlin.

Exams

• S66 Uniform Combined State Law Examination
  2007-09-01
• S63 Uniform Securities Agent State Law Examination
  1996-06-13

Other Names

• Suzy Lawrence