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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
VT RA APPROVED 2023-01-11
  • VT RA
    APPROVED
    Since 2023-01-11

Branch Locations

162 North Main Street, Ste 200, Barre, VT 05641 • United States

Montpelier, VT • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Lpl Financial, Llc Barre VT 04/2009 Present
Previous Registrations
Other Businesses

1. 08/18/2014 - GRANITE FINIANCIAL GROUP - INV REL - 162 NORTH MAIN STREET, SUITE 200, BARRE, VT 05641 - NON-VARIABLE INSURANCE - START 04/01/2009 - 20 HOURS PER MONTH, 20 DURING TRADING - PLACEMENT OF NON-VARIABLE LIFE, DISABILITY, LONG TERM CARE AND FIXED ANNUITIES THROUGH VARIOUS INSURERS 2. 8/3/2015: GRANITE FINANCIAL GROUP - INVESTMENT RELATED - AT REPORTED BUSINESS LOCATION(S) - NON-VARIABLE INSURANCE - STARTED 04/01/2009 - 20 HOURS PER MONTH DURING SECURITIES TRADING - PLACEMENT OF NON-VARIABLE LIFE, DISABILITY, LONG TERM CARE AND FIXED ANNUITIES THROUGH VARIOUS INSURERS. 3. 08/17/2015 - GRANITE FINIANCIAL GROUP - INV REL - 162 NORTH MAIN STREET, SUITE 200, BARRE, VT 05641 - DBA FOR LPL BUSINESS (ENTITY FOR LPL BUSINESS) - START 04/01/2009 - 15 HOURS PER MONTH, 15 DURING TRAING - SERVICE AND SALES OF NON-REGISTERED LIFE, DISABILITY AND LONG TERM CARE INSURANCE THROUGH VARIOUS INSURANCE COMPANIES. 4. 6/26/2020 - COALPE, LLC - Investment Related - 1537 Tenney Road, Corinth, VT - Other-Rep's Business - Start Date: 6/1/2020 - 8 Hours Per Month/0 Hours During Securities Trading - Undeveloped land used for forestry and timber harvesting. Single member LLC.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2004-06-28
S63 Uniform Securities Agent State Law Examination 2002-03-05
  • S66 Uniform Combined State Law Examination
    2004-06-28
  • S63 Uniform Securities Agent State Law Examination
    2002-03-05
Designations
Other Names
  • Bill Patno

View on SEC IAPD

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