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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| VT | RA | APPROVED | 2023-01-11 |
Branch Locations
162 North Main Street, Ste 200, Barre, VT 05641 • United States
Montpelier, VT • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Lpl Financial, Llc | Barre | VT | 04/2009 | Present |
1. 08/18/2014 - GRANITE FINIANCIAL GROUP - INV REL - 162 NORTH MAIN STREET, SUITE 200, BARRE, VT 05641 - NON-VARIABLE INSURANCE - START 04/01/2009 - 20 HOURS PER MONTH, 20 DURING TRADING - PLACEMENT OF NON-VARIABLE LIFE, DISABILITY, LONG TERM CARE AND FIXED ANNUITIES THROUGH VARIOUS INSURERS 2. 8/3/2015: GRANITE FINANCIAL GROUP - INVESTMENT RELATED - AT REPORTED BUSINESS LOCATION(S) - NON-VARIABLE INSURANCE - STARTED 04/01/2009 - 20 HOURS PER MONTH DURING SECURITIES TRADING - PLACEMENT OF NON-VARIABLE LIFE, DISABILITY, LONG TERM CARE AND FIXED ANNUITIES THROUGH VARIOUS INSURERS. 3. 08/17/2015 - GRANITE FINIANCIAL GROUP - INV REL - 162 NORTH MAIN STREET, SUITE 200, BARRE, VT 05641 - DBA FOR LPL BUSINESS (ENTITY FOR LPL BUSINESS) - START 04/01/2009 - 15 HOURS PER MONTH, 15 DURING TRAING - SERVICE AND SALES OF NON-REGISTERED LIFE, DISABILITY AND LONG TERM CARE INSURANCE THROUGH VARIOUS INSURANCE COMPANIES. 4. 6/26/2020 - COALPE, LLC - Investment Related - 1537 Tenney Road, Corinth, VT - Other-Rep's Business - Start Date: 6/1/2020 - 8 Hours Per Month/0 Hours During Securities Trading - Undeveloped land used for forestry and timber harvesting. Single member LLC.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2004-06-28 |
| S63 | Uniform Securities Agent State Law Examination | 2002-03-05 |
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