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One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| PA | RA | APPROVED | 2016-08-25 |
| TX | RA | APPROVED_RES | 2013-05-10 |
Branch Locations
672 S. River St Ste 300, Plains, PA 18705 • United States
672 S River St Ste 300 [Bp-Rbo], Wilkes Barre (Plains), PA 18705 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Advisors Llc | Plains | PA | 05/2009 | 11/2016 |
| Wells Fargo Clearing Services, Llc | Plains | PA | 11/2016 | Present |
LUZERNE COUNTY PLANNING COMMISSION; NOT INVESTMENT RELATED; WILKES-BARRE, PA; BOARD MEMBER; START DATE 2/2020; 2 HRS PER MONTH; 0 HRS DURING TRADING; DUTIES: REVIEW ZONING PERMITS AND THEN GRANTING OR DENYING THOSE REQUESTS.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1995-11-03 |
| S63 | Uniform Securities Agent State Law Examination | 1995-10-13 |
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