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Michael George O'COnnell

Wells Fargo Clearing Services, LLC

Plains, PA

Allentown, PA

Allentown, PA

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Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
NJ RA APPROVED 2025-12-12
PA RA APPROVED 2024-03-29
  • NJ RA
    APPROVED
    Since 2025-12-12
  • PA RA
    APPROVED
    Since 2024-03-29

Branch Locations

672 S. River St Ste 300, Plains, PA 18705 • United States

4905 W Tilghman St Ste 350, Allentown, PA 18104 • United States

4905 W Tilghman St Ste 350 [Da-Rbo], Allentown, PA 18104 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Morgan Stanley Morristown NJ 05/2010 03/2024
Wells Fargo Clearing Services, Llc Allentown PA 03/2024 Present
Previous Registrations
  • 2010-07-02 → 2024-01-26
    Morgan Stanley
    San Francisco, CA
    Walnut Creek, CA
    Pleasanton, CA
    Pleasanton, CA
    Morristown, NJ
  • 1997-07-08 → 2010-06-10
    Ubs Financial Services Inc.
    Merced, CA
    Sacramento, CA
    Fresno, CA
    Roseville, CA
    Stockton, CA
    Walnut Creek, CA
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1995-06-26
S63 Uniform Securities Agent State Law Examination 1989-06-14
  • S65 Uniform Investment Adviser Law Examination
    1995-06-26
  • S63 Uniform Securities Agent State Law Examination
    1989-06-14
Other Names
  • Michael George Oconnell

View on SEC IAPD

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AMERIPRISE FINANCIAL SERVICES, LLC
OSAIC WEALTH, INC.
CITIZENS SECURITIES, INC.

Other Investors

ANTHONY JOSEPH BISCOTTO
JAMES JOSEPH DUFFY
EDWARD F DONNELLY
PAUL ECKMANN
HEATHER A KUHN
CHRISTINE STELMACK
EDWARD SMITH JENKINS
WILLIAM D JENKINS

Other Offices

WELLS FARGO CLEARING SERVICES, LLC · WILKES BARRE (PLAINS), PA
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC · WILKES BARRE, PA
WELLS FARGO CLEARING SERVICES, LLC · PLAINS, PA
STIFEL, NICOLAUS & COMPANY, INCORPORATED · WILKES-BARRE, PA
PARK AVENUE SECURITIES LLC · PLAINS, PA
ASCO FINANCIAL GROUP, INC. · KINGSTON, PA
CLEMENTE INVESTMENT SERVICES LLC · KINGSTON, PA
AMERIPRISE FINANCIAL SERVICES, LLC · Kingston, PA

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