Michael George O'COnnell

Employer firm

Wells Fargo Clearing Services, LLC CRD 19616

$671B regulatory AUM 5,302 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• INVESTMENT CONSULTING SERVICES TO INSTITUTIONAL CLIENTS

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 05/2010 → 03/2024
  Morgan Stanley
  Morristown, NJ
• 03/2024 → Present
  Wells Fargo Clearing Services, Llc
  Allentown, PA

Previous Registrations

• 2010-07-02 → 2024-01-26
  Morgan Stanley
  San Francisco, CA
  Walnut Creek, CA
  Pleasanton, CA
  Pleasanton, CA
  Morristown, NJ
• 1997-07-08 → 2010-06-10
  Ubs Financial Services Inc.
  Merced, CA
  Sacramento, CA
  Fresno, CA
  Roseville, CA
  Stockton, CA
  Walnut Creek, CA

Exams

• S65 Uniform Investment Adviser Law Examination
  1995-06-26
• S63 Uniform Securities Agent State Law Examination
  1989-06-14

Other Names

• Michael George Oconnell