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Current Employers
Cetera Investment Advisers Llc

1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2023-06-29
NC RA APPROVED 2023-06-29
  • CA RA
    APPROVED
    Since 2023-06-29
  • NC RA
    APPROVED
    Since 2023-06-29

Branch Locations

2301 Rosecrans Ave #5100, El Segundo, CA 90245 • United States

Raleigh, NC • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
National Planning Corporation Santa Monica CA 10/2010 12/2018
Cetera Financial Specialists Llc Schaumburg IL 06/2026 Present
Cetera Investment Services Llc St Cloud MN 06/2026 Present
Cetera Wealth Services, Llc El Segundo CA 01/2019 Present
Cetera Investment Advisers Llc Schaumburg IL 06/2023 Present
Cetera Advisors Llc Greenwood Village CO 01/2024 Present
  • 10/2010 → 12/2018
    National Planning Corporation
    Santa Monica, CA
  • 06/2026 → Present
    Cetera Financial Specialists Llc
    Schaumburg, IL
  • 06/2026 → Present
    Cetera Investment Services Llc
    St Cloud, MN
  • 01/2019 → Present
    Cetera Wealth Services, Llc
    El Segundo, CA
  • 06/2023 → Present
    Schaumburg, IL
  • 01/2024 → Present
    Cetera Advisors Llc
    Greenwood Village, CO
Previous Registrations
  • 2011-03-30 → 2018-06-25
    National Planning Corporation
    Lake Forest, CA
    El Segundo, CA
    Lake Forest, CA
    El Segundo, CA
    Appleton, WI
    Los Angeles, CA
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2011-03-28
  • S66 Uniform Combined State Law Examination
    2011-03-28
Other Names
  • Patty Rutherford Mccallop
  • Patricia Ann Rutherford
  • Patricia Rutherford Lolar
  • Patricia Ann Rutherford
  • Patricia Rutherford Mccallop
  • Patricia Rutherford Mccallop
  • Patricia Ann Rutherford
  • Patricia Ann Mccallop

View on SEC IAPD

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