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720 East Wisconsin Avenue, Milwaukee, WI 53202-4797 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MA | RA | APPROVED | 2007-06-05 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| The Northwestern Mutual Life Insurance C | Milwaukee | WI | 02/1997 | Present |
| Northwestern Mutual Investment Services, Llc | Pittsfield | MA | 06/1997 | Present |
| Northwestern Mutual Investment Services, Llc | Pittsfield | MA | 02/2008 | Present |
| Northwestern Mutual Wealth Management Company | Milwaukee | WI | 11/2014 | Present |
| Northwestern Mutual Wealth Management Company | Milwaukeeq | WI | 12/2016 | Present |
1. MAY EARN COMMISSIONS FROM INSURANCE COMPANIES NOT AFFILIATED WITH NORTHWESTERN MUTUAL FOR SALES OF NON-VARIABLE LIFE, HEALTH, ANNUITY AND/OR DISABILITY INCOME INSURANCE PRODUCTS. 2. BOARD MEMBER, BOYS AND GIRLS CLUB OF THE BERKSHIRES, 23 MELVILLE ST, PITTSFIELD, , MASSACHUSETTS, 01201, UNITED STATES OF AMERICA, NON-PROFIT, START DATE: 08/18/2022, HOURS PER MONTH: 0-5, HOURS DURING SECURITIES TRADING HOURS: 0-5, BOARD MEMBER & FINANCE COMMITTEE 3. BOARD MEMBER, PITTSFIELD ROTARY CLUB, FIDUCIARY CAPACITY, START DATE: 08/18/2022, HOURS PER MONTH: 0-5, HOURS DURING SECURITIES TRADING HOURS: 0-5, BOARD MEMEBR PITTSFIELD ROTARY CLUB FOUNDATION 4. PRESIDENT, PITTSFIELD HOOP CLUB, MELVILLE ST, PITTSFIELD, , MASSACHUSETTS, PRIVATE, START DATE: 11/7/2012, HOURS PER MONTH: 0-5, HOURS DURING SECURITIES TRADING HOURS: 0-5
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2006-11-28 |
| S63 | Uniform Securities Agent State Law Examination | 1997-01-09 |
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