John Francis Mclaughlin

Employer firm

Northwestern Mutual Investment Services, LLC CRD 2881

1 advisory clients

Reported services (Item 5G)

• INVESTMENT RESEARCH; REFERRALS TO OTHER ADVISERS

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 02/1997 → Present
  The Northwestern Mutual Life Insurance C
  Milwaukee, WI
• 06/1997 → Present
  Northwestern Mutual Investment Services, Llc
  Pittsfield, MA
• 02/2008 → Present
  Northwestern Mutual Investment Services, Llc
  Pittsfield, MA
• 11/2014 → Present
  Northwestern Mutual Wealth Management Company
  Milwaukee, WI
• 12/2016 → Present
  Northwestern Mutual Wealth Management Company
  Milwaukeeq, WI

Other Businesses

1. MAY EARN COMMISSIONS FROM INSURANCE COMPANIES NOT AFFILIATED WITH NORTHWESTERN MUTUAL FOR SALES OF NON-VARIABLE LIFE, HEALTH, ANNUITY AND/OR DISABILITY INCOME INSURANCE PRODUCTS. 2. BOARD MEMBER, BOYS AND GIRLS CLUB OF THE BERKSHIRES, 23 MELVILLE ST, PITTSFIELD, , MASSACHUSETTS, 01201, UNITED STATES OF AMERICA, NON-PROFIT, START DATE: 08/18/2022, HOURS PER MONTH: 0-5, HOURS DURING SECURITIES TRADING HOURS: 0-5, BOARD MEMBER & FINANCE COMMITTEE 3. BOARD MEMBER, PITTSFIELD ROTARY CLUB, FIDUCIARY CAPACITY, START DATE: 08/18/2022, HOURS PER MONTH: 0-5, HOURS DURING SECURITIES TRADING HOURS: 0-5, BOARD MEMEBR PITTSFIELD ROTARY CLUB FOUNDATION 4. PRESIDENT, PITTSFIELD HOOP CLUB, MELVILLE ST, PITTSFIELD, , MASSACHUSETTS, PRIVATE, START DATE: 11/7/2012, HOURS PER MONTH: 0-5, HOURS DURING SECURITIES TRADING HOURS: 0-5

Exams

• S65 Uniform Investment Adviser Law Examination
  2006-11-28
• S63 Uniform Securities Agent State Law Examination
  1997-01-09

Other Names

• John Francis Iii Mclaughlin