Kimberly Klor Gaxiola

Current Employers

Employment History

• 10/2010 → Present
  Cambridge Investment Research, Inc.
  Fairfield, IA
• 10/2010 → Present
  Cambridge Investment Research Advisors, Inc.
  Fairfield, IA
• 10/2010 → Present
  Cambridge Investment Research, Inc.
  Fairfield, IA

Previous Registrations

• 2008-01-01 → 2010-10-19
  Wells Fargo Clearing Services, Llc
  San Jose, CA
  Woodstock, IL
• 2004-10-27 → 2008-01-01
  A. G. Edwards & Sons, Inc.
  Woodstock, IL
  Woodstock, IL
  St. Louis, MO

Other Businesses

1) KIM GAXIOLA, SOLE PROPRIETOR, 15930 LA ESCUELA, MORGAN HILL, CA 95037 ; BEGAN 12/01/2014 ; AS CONSULTANT ; NOT INVESTMENT RELATED ; DEVOTES 10 HR/MO ; NONE DURING TRADING HOURS. 2) INDEPENDENT INSURANCE AGENT, 305 VINEYARD TOWN CTR, #369, MORGAN HILL, CA, 1/2010 FOR VARIOUS INDEPENDENT INSURANCE COMPANIES. INV REL - 10 HR/YR - 0/TRADING. 3) CIRA, 1776 PLEASANT PLAIN RD, FAIRFIELD, IA, AS ADVISORY REP OF A RIA. INV REL - 15 HR/WK - 3/TRADING. SEE REGISTRATION HISOTRY FOR START DATE. 4) RENTAL PROPERTY / 15930 La Escuela Ct, Morgan Hill CA 95037 / 06/17/2022 / NIR / OWNER - HELD UNDER THE VICTOR AND KIMBERLY GAXIOLA REV TRUST / 2 HR/MO - 0 HR/MO TRADING 5) TECHGIRL FINANCIAL, 155 E MAIN AVE, MORGAN HILL CA 95037, 10/16/2023, OWNER USING A TRADE/NAME DBA, INV REL, 40 HR/WK - 40 HR/TRADING 6) RESILIENT WEALTH PLANNING, 18181 Butterfield Blvd, Ste 170, Morgan HIll CA 95037-8112, 01/2025, Owner, DBA Name, NIR, 40 HR/MO, 40 HR/MO TRADING. 7) INFORMED CHOICES, 66 1st St, Gilroy CA 95020, United States, 12/01/2025, Board Member, Board Member/Officer/Director/Committee Member/Board Trustee, NIR, 8 HR/MO - 3 HR/MO TRADING

Exams

• S66 Uniform Combined State Law Examination
  2004-10-26
• S65 Uniform Investment Adviser Law Examination
  1998-11-25
• S63 Uniform Securities Agent State Law Examination
  1995-09-15

Designations

Other Names

• Kimberly Ann Klor
• Kimberly Klor Gaxiola
• Kimberly Ann Klorgaxiola
• Kimberly Ann Klorgaxiola
• Kim Gaxiola