Roy Hunter Ku

Employer firm

Merrill Lynch, Pierce, Fenner & Smith Incorporated CRD 7691

$1.78T regulatory AUM 16,844 advisory clients

Reported services (Item 5G)

• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars
• PERFORMANCE MEASUREMENT REPORTS, ALLOCATION MODELING, IPS, RESEARCH REPORTS AND SERVICES, SEE SCHEDULE D

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 08/2015 → Present
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  New York, NY
• 01/2016 → Present
  Bank Of America, N.A.
  New York, NY

Other Businesses

I*102063 For profit or not for profit: For-Profit Organization Name of outside business organization: Hunter Global Partners, LLC Investment related: No Address of business: New York, New York 10011 Nature of business: LLC Position, title, association: Owner Start date of relationship: 1/2/2017 Number of hours devoted: 1 hr Monthly Number of hours devoted during trading hours: 0 Duties: Will be used to hold personal investments in private businesses and real estate. I am the sole owner of the LLC. I*2357259, Entity Type: Fiduciary role Name of OBA: C. L. K., Address: Houston, Texas, 77080, Investment Related: No, Position, Title, Association: Power of Attorney, Employee Start Date: 4/28/2025, No Hours: 1 Monthly, No Hours during Trading: 0 Monthly, Duties: Power of Attorney for parents I*2295272, Entity Type: , Name of OBA: AGENT OF THE H M K 2004 INSURANCE TR ATTN J M, Address: Houston, Texas, 77080, Investment Related: N, Position, Title, Association: Power of Attorney, Employee State Date: 07-Apr-2025, No Hours: 1 Weekly, No Hours during Trading: 0 Weekly, Duties:

Exams

• S66 Uniform Combined State Law Examination
  2015-11-11

Other Names

• Roy H Ku