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Philip James Macdonald

Stifel, Nicolaus & Company, Incorporated

Melbourne, FL

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Current Employers
Stifel, Nicolaus & Company, Incorporated

501 N Broadway, St Louis, MO 63102 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2017-11-17
TX RA APPROVED 2017-11-15
  • FL RA
    APPROVED
    Since 2017-11-17
  • TX RA
    APPROVED
    Since 2017-11-15

Branch Locations

6769 North Wickham Road, Suite B100, Melbourne, FL 32940 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Merritt Island FL 07/2013 11/2017
Bank Of America, N.A. Merritt Island FL 07/2013 11/2017
Stifel Nicolaus & Co Inc Melboourne FL 11/2017 Present
Previous Registrations
  • 2013-07-26 → 2017-11-17
    Merrill Lynch, Pierce, Fenner & Smith Incorporated
    Rockledge, FL
    Rockledge, FL
  • 2009-12-08 → 2013-07-26
    Lpl Financial Llc
    Fort Mill, SC
    Merritt Island, FL
    Cocoa Beach, FL
    Patrick Air Force Base, FL
    Rockledge, FL
    Cocoa Beach, FL
    Patrick Afb, FL
    Rockledge, FL
  • 2007-03-05 → 2009-12-08
    Cuso Financial Services, L.P.
    San Diego, CA
    Merritt Island, FL
  • 2006-07-17 → 2007-02-08
    Mutual Service Corporation
    Melbourne, FL
  • 2004-01-23 → 2006-01-27
    Legg Mason Wood Walker, Incorporated
    Suntree, FL
  • 2002-12-13 → 2003-12-12
    Morgan Stanley Dw Inc.
    Washington, DC
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1997-04-28
S63 Uniform Securities Agent State Law Examination 1995-11-07
  • S65 Uniform Investment Adviser Law Examination
    1997-04-28
  • S63 Uniform Securities Agent State Law Examination
    1995-11-07
Other Names
  • Philip J Macdonald
  • Pj Macdonald

View on SEC IAPD

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