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5100 Poplar Avenue Suite 3100, Memphis, TN 38137 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TN | RA | APPROVED | 2025-12-18 |
Branch Locations
5100 Poplar Avenue Suite 3100, Memphis, TN 38137 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Cantor Fitzgerald & Co | Memphis | TN | 07/2015 | Present |
BARBARA T. FBALLARD FAMILY TRUST; INVESTMENT RELATED; 3178 KENNEY DR. GERMANTOWN, TN 38139; TESTAMENTARY TRUST BENEFITTING CLYDE BALLARD; CO-TRUSTEE (ONE OF 3); START DATE 08/07/2015; 0 HOURS DEVOTED PER MONTH; 0 HOURS DEVOTED PER MONTH DURING TRADING HOURS.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2018-05-22 |
| S63 | Uniform Securities Agent State Law Examination | 1995-11-30 |
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