Timothy Clyde Ballard

Employer firm

Steel Grove Capital Advisors, LLC CRD 115231

$1.64B regulatory AUM

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Selection of other advisers

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 07/2015 → Present
  Cantor Fitzgerald & Co
  Memphis, TN

Previous Registrations

• 2012-05-01 → 2012-05-30
  B. Riley Wealth Management
  Memphis, TN
  Baltimore, MD
• 2004-03-18 → 2012-04-19
  Morgan Keegan & Company, Llc
  Memphis, TN
  Memphis, TN
  Memphis, TN

Other Businesses

BARBARA T. FBALLARD FAMILY TRUST; INVESTMENT RELATED; 3178 KENNEY DR. GERMANTOWN, TN 38139; TESTAMENTARY TRUST BENEFITTING CLYDE BALLARD; CO-TRUSTEE (ONE OF 3); START DATE 08/07/2015; 0 HOURS DEVOTED PER MONTH; 0 HOURS DEVOTED PER MONTH DURING TRADING HOURS.

Exams

• S65 Uniform Investment Adviser Law Examination
  2018-05-22
• S63 Uniform Securities Agent State Law Examination
  1995-11-30

Other Names

• Tim C Ballard
• Tim Ballard
• Timothy C Ballard