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880 Carillon Parkway, Saint Petersburg, FL 33716 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| AL | RA | APPROVED | 2021-03-22 |
| TX | RA | APPROVED_RES | 2021-03-22 |
Branch Locations
100 Towncenter Blvd, Ste 202, Tuscaloosa, AL 35406 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Raymond James & Associates, Inc. | Tuscaloosa | AL | 02/2013 | 03/2021 |
| Raymond James Financial Services, Inc. | Tuscaloosa | AL | 03/2021 | Present |
| Raymond James Financial Services Advisors, Inc. | Tuscaloosa | AL | 03/2021 | Present |
(1)Name of Business: Address: 25 Patton Place, Tuscaloosa, AL, 35404, United States Activity Type: Agriculture/Farming Position/Title: Owner/Proprietor Investment Related: No Start Date: 01/01/2008 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties: Rural Real Estate personally owned that receives lease payments for hunting rights (2)Name of Business: Dept of Conservation, Conservation Advisory Board Address: 64 North Union, Montgomery, AL, 36130, United States Activity Type: Board Member, Board Subcommittee Member, Officer, or Director Position/Title: Other Investment Related: No Start Date: 01/02/2017 Hours per month devoted to this business: 2-10 Hours per month devoted to this business during trading hours: 0-1 Description of duties: Board member, advises the Commission of the Conservation Department on matter related to hunting and fishing in the State- rules and laws (3)Name of Business: Jones Address: 25 Patton Place , Tuscaloosa, AL, 35404, United States Activity Type: Control Person Position/Title: Other (Named Only) Investment Related: Yes Start Date: 07/17/2019 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties: Trustee/Successor Trustee. Trustee & Grantor (4)Name of Business: JONES - Brock Address: 25 Patton Place, Tuscaloosa, AL, 35404, United States Activity Type: Control Person Position/Title: Other (Acting) Investment Related: Yes Start Date: 07/17/2019 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties: Trustee/Successor Trustee. Trustee & Grantor (5)Name of Business: JONES - Brock Address: 25 Patton Place, Tuscaloosa, AL, 35404, United States Activity Type: Control Person Position/Title: Other (Acting) Investment Related: Yes Start Date: 07/17/2019 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties: Trustee/Successor Trustee. Trustee & Grantor (6)Name of Business: Thornhill Address: 25 Patton Place, Tuscaloosa, AL, 35443, United States Activity Type: Rental Real Estate Position/Title: Owner/Proprietor Investment Related: Yes Start Date: 01/01/2015 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties: none / rental home on property (7)Name of Business: Thornhill Capital Management Address: 100 Towncenter Blvd, Ste 202, Tuscaloosa, AL, 35406, United States Activity Type: Support Company - Owner Position/Title: Other Investment Related: No Start Date: 03/22/2021 Hours per month devoted to this business: 81+ Hours per month devoted to this business during trading hours: 21-40 Description of duties: Financial Advisor (8)Name of Business: Thornhill Plantation Address: 7818 County Road 20, Boligee, AL, 35443, United States Activity Type: Agriculture/Farming Position/Title: Investment Related: No Start Date: 11/14/1980 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties: (9)Name of Business: Tuscaloosa County Civil Service Board, we review policy of the county Address: Greensboro Avenue, Tuscaloosa, AL, 35404, United States Activity Type: Board Member, Board Subcommittee Member, Officer, or Director Position/Title: Other Investment Related: No Start Date: 01/01/1994 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties: Tuscaloosa County Civil Service Board, we review policy of the county
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1999-12-27 |
| S63 | Uniform Securities Agent State Law Examination | 1995-10-16 |
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